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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$467M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$404M
3
Norges Bank
Norges Bank
Norway
+$290M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$264M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$202M

Top Sellers

1
State Street
State Street
Massachusetts
-$364M
2
Goldman Sachs
Goldman Sachs
New York
-$248M
3
MNA
Manning & Napier Advisors
New York
-$158M
4
ClearBridge Investments
ClearBridge Investments
New York
-$153M
5
IGIM
I.G. Investment Management
Manitoba, Canada
-$106M
Name Holding Trade Value Shares
Change 		Shares
Change %
WT
326
Washington Trust
Rhode Island
$7.11M +$270K +2,485 +4%
AC
327
Allstate Corporation
Illinois
$7.09M +$3.64M +33,452 +105%
AC
328
AFAM Capital
Texas
$7.02M +$25.9K +238 +0.4%
PP
329
Paloma Partners
Connecticut
$7.01M +$7.01M +64,466 New
FIB
330
First Interstate Bank
Montana
$6.93M -$213K -1,961 -3%
WP
331
WMS Partners
Maryland
$6.92M -$65.2K -600 -0.9%
LOCB
332
Lombard Odier & Cie (Bahamas)
Bahamas
$6.9M – – –
FNFDCM
333
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$6.87M +$357K +3,282 +5%
CIC
334
Cutler Investment Counsel
Oregon
$6.76M +$46.1K +424 +0.7%
SCM
335
Sterling Capital Management
North Carolina
$6.72M +$6.72M +61,844 New
Brown Advisory
336
Brown Advisory
Maryland
$6.67M -$287K -2,641 -4%
CSIC
337
Clifford Swan Investment Counsel
California
$6.66M -$1.48M -13,642 -18%
BC
338
Blackhill Capital
New Jersey
$6.52M – – –
MC
339
Martin Currie
United Kingdom
$6.5M +$6.5M +59,800 New
NCM
340
Noesis Capital Mangement
Florida
$6.49M -$81.5K -750 -1%
CL
341
Croft-Leominster
Maryland
$6.35M -$1.29M -11,898 -17%
SBH
342
Segall Bryant & Hamill
Illinois
$6.35M -$602K -5,536 -9%
CFG
343
Cambridge Financial Group
Ohio
$6.35M +$6.35M +58,390 New
BUB
344
BBVA USA Bancshares
Texas
$6.33M -$57.6K -530 -0.9%
GLRA
345
Gerald L. Ray & Associates
Texas
$6.25M -$244K -2,248 -4%
PRC
346
Platte River Capital
Colorado
$6.16M -$630K -5,800 -9%
Mackenzie Financial
347
Mackenzie Financial
Ontario, Canada
$6.12M -$841K -7,738 -12%
GIM
348
Grassi Investment Management
California
$6.12M +$21.7K +200 +0.4%
SAM
349
Securian Asset Management
Minnesota
$6.1M -$162K -1,492 -3%
CHAM
350
Clear Harbor Asset Management
Connecticut
$6.08M +$8.15K +75 +0.1%
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