CAT icon

Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
RC
326
Riversville Capital
Connecticut
$5.58M +$47.7K +525 +0.9%
BOK
327
Bank of Kentucky
Kentucky
$5.58M +$49.5K +545 +0.9%
CIC
328
Cutler Investment Counsel
Oregon
$5.56M -$16.3K -180 -0.3%
DCM
329
Dupont Capital Management
Delaware
$5.46M +$1.21M +13,292 +28%
BC
330
Blackhill Capital
New Jersey
$5.45M – – –
AF
331
Ally Financial
Michigan
$5.45M – – –
GLRA
332
Gerald L. Ray & Associates
Texas
$5.42M -$41.5K -457 -0.8%
NCM
333
Noesis Capital Mangement
Florida
$5.38M -$324K -3,565 -6%
KKRC
334
Kohlberg Kravis Roberts & Co
New York
$5.36M +$5.36M +59,000 New
Mackenzie Financial
335
Mackenzie Financial
Ontario, Canada
$5.32M -$219K -2,412 -4%
BA
336
Boston Advisors
Massachusetts
$5.25M -$9.91M -109,134 -65%
DC
337
Davenport & Co
Virginia
$5.25M -$6.54K -72 -0.1%
SAM
338
Securian Asset Management
Minnesota
$5.21M -$9.63K -106 -0.2%
GIM
339
Grassi Investment Management
California
$5.14M +$247K +2,725 +5%
PI
340
Placemark Investments
Illinois
$5.07M +$558K +6,145 +12%
EWM
341
Edge Wealth Management
New York
$4.98M -$254K -2,798 -5%
IC
342
InterOcean Capital
Illinois
$4.82M -$149K -1,640 -3%
PRA
343
Parametric Risk Advisors
Connecticut
$4.81M – – –
SAM
344
Selway Asset Management
$4.79M +$54.5K +600 +1%
KRS
345
Kentucky Retirement Systems
Kentucky
$4.77M -$27.9K -307 -0.6%
IA
346
Icon Advisers
Colorado
$4.75M -$502K -5,530 -10%
CA
347
Cullinan Associates
Kentucky
$4.74M -$58.1K -640 -1%
LSERS
348
Louisiana State Employees Retirement System
Louisiana
$4.65M +$4.65M +51,200 New
CFB
349
Cullen/Frost Bankers
Texas
$4.62M -$22.2K -245 -0.5%
LTFS
350
Ladenburg Thalmann Financial Services
Florida
$4.62M +$23.1K +254 +0.5%
12 13
14
15 16