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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
PIA
301
Piedmont Investment Advisors
North Carolina
$9.37M -$8.19M -54,831 -44%
MIM
302
Marco Investment Management
Georgia
$9.34M -$1.23M -8,235 -11%
AIA
303
Avalon Investment & Advisory
Texas
$9.33M -$229K -1,534 -2%
CS
304
Candriam SCA
Luxembourg
$9.33M -$609K -4,074 -6%
FSA
305
Franklin Street Advisors
North Carolina
$9.3M +$3.26M +21,843 +47%
Man Group
306
Man Group
United Kingdom
$9.24M -$14.1M -94,034 -58%
AG
307
Advisor Group
Arizona
$9.24M -$573K -3,838 -5%
CWM
308
Cornerstone Wealth Management
Missouri
$9.19M +$186M +1,244,543 +13,856%
Alyeska Investment Group
309
Alyeska Investment Group
Illinois
$9.15M -$65.1M -435,441 -87%
SMDAM
310
Sumitomo Mitsui DS Asset Management
Japan
$9.13M +$368K +2,463 +4%
CIBC World Market
311
CIBC World Market
Ontario, Canada
$9.03M -$6.8M -45,541 -41%
PA
312
Pinnacle Associates
New York
$9.03M +$43.9K +294 +0.4%
TCM
313
Tufton Capital Management
Maryland
$9M -$930K -6,227 -9%
HFS
314
HL Financial Services
Kentucky
$8.96M +$302K +2,023 +3%
FTIOP
315
Fiduciary Trust International of Pennsylvania
Pennsylvania
$8.91M -$140K -937 -1%
TRSOTSOK
316
Teachers Retirement System of the State of Kentucky
Kentucky
$8.87M
PPCM
317
Pillar Pacific Capital Management
California
$8.8M +$136K +910 +1%
WT
318
Whittier Trust
California
$8.71M -$429K -2,873 -4%
CTC
319
Central Trust Company
Missouri
$8.63M +$241K +1,610 +3%
AC
320
Ascend Capital
California
$8.61M +$8.23M +55,105 +659%
DAM
321
Delta Asset Management
Tennessee
$8.59M +$98.5K +659 +1%
MIP
322
Marietta Investment Partners
Wisconsin
$8.52M -$78K -522 -0.8%
QI
323
QS Investors
New York
$8.52M -$18.2K -122 -0.2%
COPPSERS
324
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$8.49M +$1.36M +9,114 +17%
ACP
325
Ashfield Capital Partners
California
$8.48M +$40.9K +274 +0.4%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.