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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$494M
2
Invesco
Invesco
Georgia
+$293M
3
Fidelity International
Fidelity International
Bermuda
+$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$167M
5
O
OppenheimerFunds
New York
+$155M

Top Sellers

1
State Street
State Street
Massachusetts
-$498M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$144M
3
MNA
Manning & Napier Advisors
New York
-$105M
4
Franklin Resources
Franklin Resources
California
-$100M
5
Capital World Investors
Capital World Investors
California
-$96.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
M
301
MOTCO
Texas
$7.37M +$50.1K +504 +0.7%
MIM
302
Marco Investment Management
Georgia
$7.34M -$490K -4,933 -6%
BCM
303
Brown Capital Management
Maryland
$7.33M -$115K -1,155 -2%
HAM
304
Highstreet Asset Management
Ontario, Canada
$7.32M +$232K +2,338 +3%
CIBC Asset Management
305
CIBC Asset Management
Ontario, Canada
$7.3M +$99.1K +997 +1%
SC
306
Scotia Capital
Ontario, Canada
$7.25M -$16.1M -162,550 -69%
Dodge & Cox
307
Dodge & Cox
California
$7.23M -$10.4K -105 -0.1%
BFM
308
Boston Financial Management
Massachusetts
$7.12M +$76.9K +774 +1%
B
309
BP
United Kingdom
$7.06M +$497K +5,000 +8%
LCM
310
Logan Capital Management
Pennsylvania
$7.04M +$9.04K +91 +0.1%
DIA
311
Davidson Investment Advisors
Montana
$7M -$76.2K -767 -1%
CL
312
Croft-Leominster
Maryland
$6.99M -$697K -7,019 -9%
CAM
313
Congress Asset Management
Massachusetts
$6.94M +$670K +6,741 +11%
EAM
314
Edge Asset Management
Washington
$6.93M +$159K +1,600 +2%
Cambridge Investment Research Advisors
315
Cambridge Investment Research Advisors
Iowa
$6.93M -$405K -4,080 -6%
RCG
316
Ruane, Cunniff & Goldfarb
New York
$6.86M -$66K -664 -1%
MOACM
317
Mutual of America Capital Management
New York
$6.85M +$397 +4 +0%
GJIC
318
Gamble Jones Investment Counsel
California
$6.81M -$348K -3,506 -5%
B
319
Barings
North Carolina
$6.78M +$2.26M +22,700 +50%
VCM
320
Vigilant Capital Management
Maine
$6.73M -$1.72M -17,295 -20%
AAM
321
Aberdeen Asset Management
United Kingdom
$6.64M -$29.8K -300 -0.4%
TAM
322
Tocqueville Asset Management
New York
$6.63M -$175K -1,759 -3%
CIP
323
Convergence Investment Partners
Florida
$6.54M +$6.54M +65,829 New
BIM
324
Bridgecreek Investment Management
Oklahoma
$6.54M -$89.4K -900 -1%
FIB
325
First Interstate Bank
Montana
$6.54M -$9.54K -96 -0.1%
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