Brown Capital Management’s Caterpillar CAT Stock Holding History

Brown Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-63,422	Closed	-$4.31M	–	133
2015 Q4	$4.31M	Buy	63,422 +1,949	+3%	+$136K	0.07%	83
2015 Q3	$4.02M	Buy	61,473 +7,393	+14%	+$565K	0.07%	88
2015 Q2	$4.59M	Sell	54,080 -293	-0.5%	-$25.2K	0.08%	88
2015 Q1	$4.35M	Sell	54,373 -2	-0%	-$166	0.07%	91
2014 Q4	$4.98M	Sell	54,375 -7,935	-13%	-$772K	0.09%	90
2014 Q3	$6.17M	Sell	62,310 -12,355	-17%	-$1.31M	0.11%	86
2014 Q2	$8.11M	Buy	74,665 +864	+1%	+$90.7K	0.14%	78
2014 Q1	$7.33M	Sell	73,801 -1,155	-2%	-$109K	0.12%	75
2013 Q4	$6.81M	Sell	74,956 -4,261	-5%	-$364K	0.11%	76
2013 Q3	$6.6M	Sell	79,217 -2,846	-3%	-$241K	0.12%	75
2013 Q2	$6.77M	Buy	+82,063	New	+$6.98M	0.15%	72

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Brown Capital Management's CAT Position: Q1 2016 in Review

Brown Capital Management sold out of Caterpillar (CAT) in Q1 2016, closing a stake of 63,422 shares — an estimated $4.31M sold.

Brown Capital Management first reported a position in CAT in Q2 2013 and held it in 11 quarters. The position peaked at $8.11M in Q2 2014. 1,085 funds tracked by Wall St. Rank hold CAT as of Q1 2016.

Brown Capital Management reported no remaining Caterpillar position as of Q1 2016 after selling out during the quarter.
Brown Capital Management sold 63,422 Caterpillar shares in Q1 2016, an estimated $4.31M.
Brown Capital Management first reported a position in Caterpillar in Q2 2013 and held it in 11 quarters.
Brown Capital Management's Caterpillar position peaked at $8.11M in Q2 2014.
1,085 funds tracked by Wall St. Rank held Caterpillar as of Q1 2016.

Based on Brown Capital Management's 13F filing for Q1 2016, filed 16 May 2016.