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Caterpillar
CAT

Overview Fund Activity

1,056 hedge funds and large institutions have $31B invested in Caterpillar in 2016 Q2 according to their latest regulatory filings, with 60 funds opening new positions, 391 increasing their positions, 438 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,056
Holders Change
-27
Holders Change %
-2.49%
% of All Funds
28.22%
Holding in Top 10
11
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-35.29%
% of All Funds
0.29%
New
60
Increased
391
Reduced
438
Closed
75
Calls
$1.06B
Puts
$1.41B
Net Calls
-$347M
Net Calls Change
+$273M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$497M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
+$65.6M
3
Vanguard Group
Vanguard Group
Pennsylvania
+$63.1M
4
Deutsche Bank
Deutsche Bank
Germany
+$36.3M
5
Norges Bank
Norges Bank
Norway
+$29.8M

Top Sellers

1
Royal London Asset Management
Royal London Asset Management
United Kingdom
-$805M
2
State Street
State Street
Massachusetts
-$104M
3
Harris Associates
Harris Associates
Illinois
-$99.2M
4
BGIM
Brandywine Global Investment Management
Pennsylvania
-$40.7M
5
TPCM
Tide Point Capital Management
Connecticut
-$38.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
BCM
276
Brookstone Capital Management
Illinois
$4.95M +$509K +6,712 +11%
Walleye Trading
277
Walleye Trading
New York
$4.94M +$4.94M +65,201 New
JPMPWA
278
J.P. Morgan Private Wealth Advisors
California
$4.93M +$56.9K +750 +1%
FT
279
Fiduciary Trust
Massachusetts
$4.93M -$150K -1,975 -3%
OC
280
Oppenheimer & Co
New York
$4.91M -$78.8K -1,039 -2%
Alyeska Investment Group
281
Alyeska Investment Group
Illinois
$4.86M -$32.5M -429,067 -87%
BG
282
Bollard Group
Massachusetts
$4.84M +$42K +554 +0.9%
PSUF
283
People's United Financial
Connecticut
$4.79M +$705K +9,304 +17%
AC
284
AFAM Capital
Texas
$4.78M +$88.2K +1,163 +2%
BAM
285
Bruderman Asset Management
New York
$4.77M +$1.9M +25,039 +66%
DAM
286
Delta Asset Management
Tennessee
$4.71M +$42.5K +561 +0.9%
WAM
287
World Asset Management
Michigan
$4.64M +$86.4K +1,140 +2%
PPCM
288
Pillar Pacific Capital Management
California
$4.64M +$96.3K +1,271 +2%
Fayez Sarofim & Co
289
Fayez Sarofim & Co
Texas
$4.62M -$11.2M -147,315 -71%
LDB
290
Lee, Danner & Bass
Tennessee
$4.58M +$110K +1,445 +2%
AIC
291
Argus Investors Counsel
New York
$4.58M +$41.7K +550 +0.9%
Daiwa Securities Group
292
Daiwa Securities Group
Japan
$4.57M -$606K -8,000 -12%
SEI Investments
293
SEI Investments
Pennsylvania
$4.57M -$352K -4,645 -7%
GG
294
Greenwood Gearhart
Arkansas
$4.56M +$43.7K +576 +1%
HCM
295
Hollencrest Capital Management
California
$4.55M +$4.55M +60,072 New
BC
296
Blackhill Capital
New Jersey
$4.55M – – –
TAF
297
Tredje AP-fonden
Sweden
$4.52M +$209K +2,759 +5%
Brown Advisory
298
Brown Advisory
Maryland
$4.45M -$640K -8,437 -13%
Asset Management One
299
Asset Management One
Japan
$4.45M +$247K +3,313 +6%
DnB Asset Management
300
DnB Asset Management
Norway
$4.44M +$205K +2,700 +5%
10 11
12
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