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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
Daiwa Securities Group
276
Daiwa Securities Group
Japan
$4.45M 68,000 +2,300 +4%
NMERB
277
New Mexico Educational Retirement Board
New Mexico
$4.44M 67,902 +3,800 +6%
Calamos Advisors
278
Calamos Advisors
Illinois
$4.42M 67,674 +21 +0%
MIM
279
Marco Investment Management
Georgia
$4.42M 67,563 +2,929 +5%
CC
280
Curian Capital
Colorado
$4.41M 67,484 -39,316 -37%
CFG
281
Cambridge Financial Group
Ohio
$4.4M 67,255 -1,853 -3%
AAF
282
Andra AP-fonden
Sweden
$4.39M 67,200 -5,200 -7%
MOACM
283
Mutual of America Capital Management
New York
$4.39M 67,135 +789 +1%
HC
284
Hourglass Capital
Texas
$4.37M 66,900 +66,900 New
WAM
285
World Asset Management
Michigan
$4.35M 66,492 +1,316 +2%
DILH
286
Dai-ichi Life Holdings
Japan
$4.34M 66,328 – –
Fifth Third Bancorp
287
Fifth Third Bancorp
Ohio
$4.33M 66,213 -9,673 -13%
UB
288
UMB Bank
Missouri
$4.2M 64,295 -38,354 -37%
TCM
289
Twin Capital Management
Pennsylvania
$4.19M 64,070 +4,460 +7%
LOCB
290
Lombard Odier & Cie (Bahamas)
Bahamas
$4.15M 63,480 – –
MA
291
MUFG Americas
New York
$4.13M 63,100 -7,067 -10%
BG
292
Bollard Group
Massachusetts
$4.09M 62,640 +566 +0.9%
DIA
293
Davidson Investment Advisors
Montana
$4.09M 62,540 -6,737 -10%
BCM
294
Brown Capital Management
Maryland
$4.02M 61,473 +7,393 +14%
GH
295
GAM Holding
Switzerland
$3.97M 60,756 -26,905 -31%
DAM
296
Delta Asset Management
Tennessee
$3.96M 60,650 +2,584 +4%
OA
297
OFI Advisors
Pennsylvania
$3.96M 60,577 +3,253 +6%
SIA
298
SeaBridge Investment Advisors
New Jersey
$3.95M 60,390 -1,571 -3%
NCM
299
Noesis Capital Mangement
Florida
$3.95M 60,381 -1,265 -2%
HMC
300
Harvard Management Company
Massachusetts
$3.93M 60,100 +60,100 New
10 11
12
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