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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
Daiwa Securities Group
276
Daiwa Securities Group
Japan
$4.45M +$176K +2,300 +4%
NMERB
277
New Mexico Educational Retirement Board
New Mexico
$4.44M +$291K +3,800 +6%
Calamos Advisors
278
Calamos Advisors
Illinois
$4.42M +$1.61K +21 +0%
MIM
279
Marco Investment Management
Georgia
$4.42M +$224K +2,929 +5%
CC
280
Curian Capital
Colorado
$4.41M -$3.01M -39,316 -37%
CFG
281
Cambridge Financial Group
Ohio
$4.4M -$142K -1,853 -3%
AAF
282
Andra AP-fonden
Sweden
$4.39M -$398K -5,200 -7%
MOACM
283
Mutual of America Capital Management
New York
$4.39M +$60.4K +789 +1%
HC
284
Hourglass Capital
Texas
$4.37M +$5.12M +66,900 New
WAM
285
World Asset Management
Michigan
$4.35M +$101K +1,316 +2%
DILH
286
Dai-ichi Life Holdings
Japan
$4.33M
Fifth Third Bancorp
287
Fifth Third Bancorp
Ohio
$4.33M -$740K -9,673 -13%
UB
288
UMB Bank
Missouri
$4.2M -$2.93M -38,354 -37%
TCM
289
Twin Capital Management
Pennsylvania
$4.19M +$341K +4,460 +7%
LOCB
290
Lombard Odier & Cie (Bahamas)
Bahamas
$4.15M
MA
291
MUFG Americas
New York
$4.13M -$541K -7,067 -10%
BG
292
Bollard Group
Massachusetts
$4.09M +$43.3K +566 +0.9%
DIA
293
Davidson Investment Advisors
Montana
$4.08M -$515K -6,737 -10%
BCM
294
Brown Capital Management
Maryland
$4.02M +$565K +7,393 +14%
GH
295
GAM Holding
Switzerland
$3.97M -$2.06M -26,905 -31%
DAM
296
Delta Asset Management
Tennessee
$3.96M +$198K +2,584 +4%
OA
297
OFI Advisors
Pennsylvania
$3.96M +$249K +3,253 +6%
SIA
298
SeaBridge Investment Advisors
New Jersey
$3.95M -$120K -1,571 -3%
NCM
299
Noesis Capital Mangement
Florida
$3.95M -$96.8K -1,265 -2%
HMC
300
Harvard Management Company
Massachusetts
$3.93M +$4.6M +60,100 New

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.