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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$226M
2
HCM
Herndon Capital Management
Georgia
+$127M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$95M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$86.8M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$76.6M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$734M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$407M
3
Norges Bank
Norges Bank
Norway
-$247M
4
Goldman Sachs
Goldman Sachs
New York
-$168M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$152M
Name Holding Trade Value Shares
Change 		Shares
Change %
SAMNY
276
Samsung Asset Management (New York)
New York
$8.21M -$97.1K -980 -1%
HAM
277
Highstreet Asset Management
Ontario, Canada
$8.07M +$723K +7,300 +10%
B
278
Barings
North Carolina
$8.07M -$158K -1,600 -2%
BCM
279
Buckhead Capital Management
Georgia
$8.01M -$851K -8,589 -10%
MNA
280
Manning & Napier Advisors
New York
$8M +$636K +6,426 +9%
MC
281
Martin Currie
United Kingdom
$7.98M +$2.06M +20,800 +35%
GH
282
GAM Holding
Switzerland
$7.91M -$634K -6,400 -7%
WBG
283
Wharton Business Group
Pennsylvania
$7.86M +$907K +9,157 +13%
BFM
284
Boston Financial Management
Massachusetts
$7.79M +$534K +5,389 +7%
MA
285
MUFG Americas
New York
$7.75M -$128K -1,293 -2%
WTC
286
WhitTier Trust Company
Nevada
$7.72M -$9.21K -93 -0.1%
DILH
287
Dai-ichi Life Holdings
Japan
$7.71M -$2.11M -21,344 -22%
CBOA
288
Commonwealth Bank of Australia
Australia
$7.6M -$9.9K -100 -0.1%
WSTAM
289
Wilbanks Smith & Thomas Asset Management
Virginia
$7.52M -$39K -394 -0.5%
HighTower Advisors
290
HighTower Advisors
Illinois
$7.47M -$1.82M -18,371 -20%
LDB
291
Lee, Danner & Bass
Tennessee
$7.45M -$193K -1,945 -3%
FCI
292
Financial Counselors Inc
Kansas
$7.41M -$195K -1,974 -3%
TCM
293
Tufton Capital Management
Maryland
$7.37M -$98.9K -999 -1%
B
294
Baird
Wisconsin
$7.35M -$157K -1,590 -2%
BHWM
295
Bar Harbor Wealth Management
New Hampshire
$7.34M -$101K -1,022 -1%
BOK
296
Bank of Kentucky
Kentucky
$7.23M +$51.5K +520 +0.7%
Dodge & Cox
297
Dodge & Cox
California
$7.09M -$69.3K -700 -1%
CAM
298
Congress Asset Management
Massachusetts
$7.08M +$87.6K +885 +1%
MIM
299
Marco Investment Management
Georgia
$7.07M +$31.6K +319 +0.4%
OSAM
300
O'Shaughnessy Asset Management
Connecticut
$7.02M +$2.4M +24,196 +52%
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