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Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
PA
251
Pinnacle Associates
New York
$19.8M +$3.04M +13,633 +20%
CIC
252
Cutler Investment Counsel
Oregon
$19.8M -$113K -506 -0.6%
JCM
253
Janney Capital Management
Pennsylvania
$19.7M -$344K -1,543 -2%
EAM
254
Erste Asset Management
Austria
$19.5M -$4.13M -18,518 -19%
GT
255
Glenview Trust
Kentucky
$19.5M -$1.56M -6,990 -8%
CIBC Asset Management
256
CIBC Asset Management
Ontario, Canada
$19.5M -$207K -930 -1%
BS
257
Banco Santander
Spain
$19.3M +$638K +2,860 +4%
MOACM
258
Mutual of America Capital Management
New York
$19.2M -$98.1K -440 -0.6%
PGFC
259
Peapack-Gladstone Financial Corp
New Jersey
$18.7M +$1.93M +8,651 +13%
UB
260
UMB Bank
Missouri
$18.7M -$13.4M -60,143 -44%
MIM
261
Marco Investment Management
Georgia
$18.4M +$53.5K +240 +0.3%
AWM
262
AE Wealth Management
Kansas
$18.4M -$5.04M -22,585 -23%
OC
263
Oppenheimer & Co
New York
$18.4M +$948K +4,251 +6%
AIM
264
ARK Investment Management
Florida
$18.3M +$677K +3,035 +4%
WorldQuant Millennium Advisors
265
WorldQuant Millennium Advisors
New York
$18.3M +$12.3M +54,945 +285%
NYLIM
266
New York Life Investment Management
New York
$18.1M -$126K -566 -0.8%
DADC
267
D.A. Davidson & Co
Montana
$18M +$392K +1,759 +2%
ABC
268
Associated Banc-Corp
Wisconsin
$17.9M -$576K -2,582 -3%
FNBT
269
FineMark National Bank & Trust
Florida
$17.9M +$107K +480 +0.7%
BCP
270
Blue Chip Partners
Michigan
$17.8M +$585K +2,626 +4%
NAM
271
NorthCrest Asset Manangement
Minnesota
$17.8M -$125K -562 -0.8%
PAG
272
Private Advisor Group
New Jersey
$17.5M -$830K -3,722 -5%
SOADOR
273
State of Alaska Department of Revenue
Alaska
$17.5M -$6.77M -30,348 -30%
ACI
274
Alpha Cubed Investments
California
$17.5M +$14M +62,851 +776%
Cetera Investment Advisers
275
Cetera Investment Advisers
Illinois
$17.4M +$142K +638 +0.9%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.