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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
SAM
251
Shell Asset Management
Netherlands
$8.48M -$701K -6,038 -8%
VDI
252
Vaughan David Investments
Illinois
$8.4M +$517K +4,457 +7%
NAMA
253
Nikko Asset Management Americas
New York
$8.31M +$3.42M +29,465 +70%
GIM
254
Grassi Investment Management
California
$8.29M -$116K -1,000 -1%
SYBT
255
Stock Yards Bank & Trust
Kentucky
$8.28M -$95.2K -820 -1%
SI
256
Stephens Inc
Arkansas
$8.22M +$2.2M +18,994 +37%
PAG
257
Private Advisor Group
New Jersey
$8.18M -$859K -7,404 -10%
BCM
258
Becker Capital Management
Oregon
$8.07M -$2.83M -24,360 -26%
FT
259
Fiduciary Trust
Massachusetts
$8.06M +$1.24M +10,670 +18%
IG
260
ING Group
Netherlands
$7.9M -$3.63M -31,294 -31%
DILIC
261
Dai-ichi Life Insurance Company
Japan
$7.87M +$1.65M +14,201 +26%
TCM
262
Tufton Capital Management
Maryland
$7.83M +$200K +1,724 +3%
FRAF
263
Första AP-fonden
Sweden
$7.82M +$7.82M +67,400 New
CG
264
Colony Group
Massachusetts
$7.68M -$94.2K -812 -1%
DAM
265
Delta Asset Management
Tennessee
$7.66M +$122K +1,049 +2%
HIMCH
266
Hartford Investment Management Co (HIMCO)
Connecticut
$7.6M +$838K +7,218 +12%
HAI
267
Hennessy Advisors Inc
California
$7.4M +$4.42M +38,100 +148%
SMI
268
Shelter Mutual Insurance
Missouri
$7.39M – – –
GG
269
Gofen & Glossberg
Illinois
$7.38M -$87.6K -755 -1%
MIM
270
Marco Investment Management
Georgia
$7.35M -$3.71M -31,950 -34%
PPCM
271
Pillar Pacific Capital Management
California
$7.33M -$34.8K -300 -0.5%
Nordea Investment Management
272
Nordea Investment Management
Sweden
$7.27M +$158K +1,430 +2%
CSIC
273
Clifford Swan Investment Counsel
California
$7.25M -$281K -2,422 -4%
BCM
274
Birmingham Capital Management
Alabama
$7.04M +$135K +1,160 +2%
BCIM
275
British Columbia Investment Management
British Columbia, Canada
$7.02M -$8.38M -72,226 -54%
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