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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
$1.14B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$557M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$502M
4
AIG
American International Group
New York
$371M
5
Ameriprise
Ameriprise
Minnesota
$456M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
$2.83B
2
State Street
State Street
Massachusetts
$6.61B
3
Vanguard Group
Vanguard Group
Pennsylvania
$7.26B
4
Deutsche Bank
Deutsche Bank
Germany
$216M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
$29.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
CBOR
251
Community Bank of Raymore
Missouri
$11.2M -$22.2K -150 -0.2%
CIBC World Market
252
CIBC World Market
Ontario, Canada
$11.1M -$2.96M -20,070 -21%
SMDAM
253
Sumitomo Mitsui DS Asset Management
Japan
$11M -$292K -1,980 -3%
GWM
254
Geneos Wealth Management
Colorado
$11M -$513K -3,460 -4%
GIM
255
Grassi Investment Management
California
$10.7M -$1.82M -12,315 -15%
SYBT
256
Stock Yards Bank & Trust
Kentucky
$10.7M -$32K -217 -0.3%
Daiwa Securities Group
257
Daiwa Securities Group
Japan
$10.6M -$848K -5,024 -7%
CGM
258
Centenus Global Management
New York
$10.3M +$10.3M +70,000 New
HNB
259
Huntington National Bank
Ohio
$10.3M +$1.49M +10,094 +17%
BHWM
260
Bar Harbor Wealth Management
New Hampshire
$10.3M -$421K -2,851 -4%
VDI
261
Vaughan David Investments
Illinois
$10M -$209K -1,418 -2%
6M
262
6 Meridian
Kansas
$10M +$34K +230 +0.3%
Northwestern Mutual Wealth Management
263
Northwestern Mutual Wealth Management
Wisconsin
$9.99M +$137K +930 +1%
CG
264
Colony Group
Massachusetts
$9.89M +$163K +1,101 +2%
TCM
265
Tufton Capital Management
Maryland
$9.71M -$57K -386 -0.6%
DAM
266
Delta Asset Management
Tennessee
$9.6M -$28.4K -192 -0.3%
CSIC
267
Clifford Swan Investment Counsel
California
$9.59M +$110K +747 +1%
Nordea Investment Management
268
Nordea Investment Management
Sweden
$9.53M -$20.7M -139,750 -68%
GG
269
Gofen & Glossberg
Illinois
$9.51M -$67.6K -458 -0.7%
SMI
270
Shelter Mutual Insurance
Missouri
$9.41M – – –
PPCM
271
Pillar Pacific Capital Management
California
$9.38M +$100K +680 +1%
IP
272
Interval Partners
New York
$9.27M +$9.27M +62,770 New
QP
273
Quilter Plc
United Kingdom
$9.13M +$9.13M +61,802 New
LM
274
Luminus Management
Texas
$9.08M +$9.08M +61,452 New
AC
275
Albar Capital
United Kingdom
$9.07M +$9.07M +61,399 New
9 10
11
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