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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
HNB
251
Huntington National Bank
Ohio
$6.81M -$1.4M -15,066 -17%
CG
252
Clinton Group
New York
$6.8M +$5.81M +62,648 +588%
BHWM
253
Bar Harbor Wealth Management
New Hampshire
$6.8M -$321K -3,463 -5%
SI
254
SII Investments
Wisconsin
$6.72M -$1.22M -13,128 -15%
Connor, Clark & Lunn Investment Management (CC&L)
255
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$6.68M +$5.46M +58,899 +448%
MOACM
256
Mutual of America Capital Management
New York
$6.66M +$237K +2,554 +4%
WT
257
Whittier Trust
California
$6.54M +$66.9K +721 +1%
AAA
258
Adams Asset Advisors
Texas
$6.53M -$706K -7,614 -10%
BTS
259
BB&T Securities
Virginia
$6.52M +$1.23M +13,233 +23%
QC
260
Quadrature Capital
United Kingdom
$6.43M +$6M +64,693 +1,398%
PSUF
261
People's United Financial
Connecticut
$6.27M -$423K -4,558 -6%
Balyasny Asset Management
262
Balyasny Asset Management
Illinois
$6.2M +$6.2M +66,800 New
CTC
263
Central Trust Company
Missouri
$6.19M -$208K -2,244 -3%
CCM
264
Cadence Capital Management
Massachusetts
$6.17M -$125K -1,344 -2%
BF
265
BOK Financial
Oklahoma
$6.09M +$2.2M +23,693 +57%
CSIC
266
Clifford Swan Investment Counsel
California
$6.07M -$29.7K -320 -0.5%
B
267
Barings
North Carolina
$6.03M +$2.92M +31,525 +94%
FWIA
268
Fort Washington Investment Advisors
Ohio
$6.02M +$116K +1,250 +2%
JPMPWA
269
J.P. Morgan Private Wealth Advisors
California
$5.96M +$277K +2,990 +5%
OC
270
Oppenheimer & Co
New York
$5.96M +$165K +1,777 +3%
WAM
271
World Asset Management
Michigan
$5.88M +$511K +5,512 +10%
SMDAM
272
Sumitomo Mitsui DS Asset Management
Japan
$5.84M +$407K +4,393 +8%
HFS
273
HL Financial Services
Kentucky
$5.81M +$136K +1,469 +2%
FT
274
Fiduciary Trust
Massachusetts
$5.8M -$18.3K -197 -0.3%
PPCM
275
Pillar Pacific Capital Management
California
$5.79M +$85.3K +920 +1%
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