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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$1.46B
2
Capital World Investors
Capital World Investors
California
$1.92B
3
Morgan Stanley
Morgan Stanley
New York
$838M
4
CCI
Columbus Circle Investors
$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
$3.48B

Top Sellers

1
Harris Associates
Harris Associates
Illinois
$968M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$0
3
Bank of New York Mellon
Bank of New York Mellon
New York
$776M
4
Capital Research Global Investors
Capital Research Global Investors
California
$1.51B
5
State Street
State Street
Massachusetts
$4.97B
Name Holding Trade Value Shares
Change 		Shares
Change %
MOACM
251
Mutual of America Capital Management
New York
$6.42M +$74.4K +802 +1%
CTC
252
Central Trust Company
Missouri
$6.39M -$326K -3,518 -5%
CCM
253
Cadence Capital Management
Massachusetts
$6.29M +$665K +7,170 +12%
Daiwa Securities Group
254
Daiwa Securities Group
Japan
$6.26M +$1.36M +14,700 +28%
Calamos Advisors
255
Calamos Advisors
Illinois
$6.25M +$54.3K +586 +0.9%
PA
256
Pinnacle Associates
New York
$6.25M -$111K -1,195 -2%
NMIMC
257
Northwestern Mutual Investment Management Company
Wisconsin
$6.23M +$870K +9,384 +16%
HC
258
Hourglass Capital
Texas
$6.2M -$87.2K -940 -1%
DnB Asset Management
259
DnB Asset Management
Norway
$6.11M +$278K +3,000 +5%
CSIC
260
Clifford Swan Investment Counsel
California
$6.09M -$46.4K -500 -0.8%
VKH
261
Virtu KCG Holdings
New York
$6M +$3.59M +38,682 +149%
FWIA
262
Fort Washington Investment Advisors
Ohio
$5.9M +$5.14M +55,460 +681%
FT
263
Fiduciary Trust
Massachusetts
$5.81M -$133K -1,429 -2%
OC
264
Oppenheimer & Co
New York
$5.8M +$183K +1,970 +3%
NMERB
265
New Mexico Educational Retirement Board
New Mexico
$5.79M +$306K +3,300 +6%
DAM
266
Delta Asset Management
Tennessee
$5.74M -$45.4K -490 -0.8%
UB
267
UMB Bank
Missouri
$5.73M +$1.59M +17,114 +38%
PPCM
268
Pillar Pacific Capital Management
California
$5.71M +$24.6K +265 +0.4%
JPMPWA
269
J.P. Morgan Private Wealth Advisors
California
$5.69M -$530K -5,716 -9%
HFS
270
HL Financial Services
Kentucky
$5.68M +$876K +9,448 +18%
IG
271
ING Group
Netherlands
$5.67M -$170K -1,821 -3%
OPERF
272
Oregon Public Employees Retirement Fund
Oregon
$5.65M +$126K +1,358 +2%
AFP
273
Ausdal Financial Partners
Iowa
$5.62M +$1.19M +12,797 +27%
DC
274
Davenport & Co
Virginia
$5.6M +$349K +3,759 +7%
AC
275
AFAM Capital
Texas
$5.58M -$34.7K -374 -0.6%
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