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Caterpillar

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M
Name Holding Trade Value Shares
Change
Shares
Change %
Nomura Asset Management
251
Nomura Asset Management
Japan
$8.96M -$322K -3,550 -3%
SMDAM
252
Sumitomo Mitsui DS Asset Management
Japan
$8.94M -$570K -6,274 -6%
LOCB
253
Lombard Odier & Cie (Bahamas)
Bahamas
$8.87M +$8.87M +97,650 New
MWAC
254
Mariner Wealth Advisors (Cincinnati)
Ohio
$8.84M +$526K +5,792 +6%
WCMN
255
Westchester Capital Management (Nebraska)
Nebraska
$8.77M +$1.53M +16,814 +21%
BPC
256
Banque Pictet & Cie
Switzerland
$8.72M +$8.72M +95,997 New
CCC
257
Chelsea Counsel Company
California
$8.69M -$1.4M -15,445 -14%
DP
258
Dearborn Partners
Illinois
$8.63M +$1.45M +15,960 +20%
SMI
259
Shelter Mutual Insurance
Missouri
$8.56M
B
260
Baird
Wisconsin
$8.41M -$967K -10,651 -10%
BCM
261
Birmingham Capital Management
Alabama
$8.4M -$243K -2,675 -3%
BCM
262
Buckhead Capital Management
Georgia
$8.39M -$413K -4,552 -5%
CCM
263
Copeland Capital Management
Pennsylvania
$8.22M +$8.22M +90,542 New
BB
264
Busey Bank
Illinois
$8.19M +$79.3K +873 +1%
SBH
265
Segall Bryant & Hamill
Illinois
$8.1M -$79.5K -875 -1%
SIRP
266
Shelter Insurance Retirement Plan
Missouri
$8.1M
CTC
267
Central Trust Company
Missouri
$8.05M -$461K -5,073 -5%
Calamos Advisors
268
Calamos Advisors
Illinois
$7.8M -$61.1M -673,250 -89%
VCM
269
Vigilant Capital Management
Maine
$7.72M +$208K +2,287 +3%
RMDI
270
R.M. Davis Inc
Maine
$7.71M +$556K +6,122 +8%
SCA
271
Stillwater Capital Advisors
Pennsylvania
$7.7M +$7.7M +84,800 New
SAMNY
272
Samsung Asset Management (New York)
New York
$7.64M +$4.3M +47,350 +129%
SIPS
273
Shelter Insurance Profit Sharing
Missouri
$7.59M
CHAM
274
Clear Harbor Asset Management
Connecticut
$7.58M +$1.99M +21,934 +36%
FWCM
275
Ferguson Wellman Capital Management
Oregon
$7.56M +$85.6K +943 +1%