AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

81 hedge funds and large institutions have $147M invested in Advent Convertible and Income Fund in 2020 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 20 increasing their positions, 31 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
+9
Holders Change %
+12.5%
% of All Funds
1.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
20
Reduced
31
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAM
Formidable Asset Management
Ohio
$4.46M
2
GC
Guggenheim Capital
Illinois
$12.4M
3
WAM
Wolverine Asset Management
Illinois
$2.86M
4
CRC
Curi RMB Capital
Illinois
$1.9M
5
Osaic Holdings
Osaic Holdings
Arizona
$4.1M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$7.5M
2
PPA
Parametric Portfolio Associates
Washington
$25.5M
3
Stifel Financial
Stifel Financial
Missouri
$568K
4
RJA
Raymond James & Associates
Florida
$10.6M
5
AAS
Avantax Advisory Services
Texas
$1.31M
Name Holding Trade Value Shares
Change 		Shares
Change %
OA
51
Oxbow Advisors
Texas
$252K -$32K -1,992 -11%
KPWS
52
Kestra Private Wealth Services
Texas
$218K -$15.2K -944 -7%
SPC
53
Sigma Planning Corp
Michigan
$194K – – –
PAG
54
Private Advisor Group
New Jersey
$188K -$33K -2,054 -15%
IAIM
55
International Assets Investment Management
Florida
$176K +$176K +10,967 New
TCA
56
Transcend Capital Advisors
New Jersey
$168K +$168K +10,456 New
Rockefeller Capital Management
57
Rockefeller Capital Management
New York
$123K +$82K +5,135 +200%
PFGIA
58
Patriot Financial Group Insurance Agency
Massachusetts
$120K – – –
BAM
59
Belpointe Asset Management
Nevada
$100K +$100K +6,239 New
APWA
60
Atlas Private Wealth Advisors
New Jersey
$93K -$8.44K -522 -8%
NFG
61
Next Financial Group
Texas
$75K +$14.2K +889 +23%
GLLW
62
Graves Light Lenhart Wealth
Virginia
$73K +$73K +4,556 New
IFAM
63
Institutional & Family Asset Management
Colorado
$67K – – –
Carson Wealth (CWM LLC)
64
Carson Wealth (CWM LLC)
Nebraska
$39K – – –
FIA
65
FNY Investment Advisers
New York
$38K +$38K +2,365 New
APA
66
American Portfolios Advisors
New York
$33K – – –
ZB
67
Zions Bancorporation
Utah
$33K – – –
TWM
68
Tradition Wealth Management
Minnesota
$28K +$28K +1,726 New
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
$23K – – –
MWC
70
MBM Wealth Consultants
Missouri
$16K – – –
BCWM
71
Bartlett & Co Wealth Management
Ohio
$13.2K – – –
BC
72
Bartlett & Co
Ohio
$13K – – –
US Bancorp
73
US Bancorp
Minnesota
$11K +$11K +706 New
Fifth Third Bancorp
74
Fifth Third Bancorp
Ohio
$10K +$10K +649 New
NSIM
75
North Star Investment Management
Illinois
$7K -$24.3K -1,496 -78%
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