AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

55 hedge funds and large institutions have $125M invested in Advent Convertible and Income Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 21 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
-1
Holders Change %
-1.79%
% of All Funds
1.38%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
6
Increased
21
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$38M
2
AAM
2
Advisors Asset Management
Colorado
$6.8M
3
CRC
3
Curi RMB Capital
Illinois
$1.42M
4
SIA
4
Sit Investment Associates
Minnesota
$3.82M
5
LCM
5
Landscape Capital Management
New Jersey
$1.8M

Top Sellers

1
EVM
1
Eaton Vance Management
Massachusetts
$3.11M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.31M
3
RJA
3
Raymond James & Associates
Florida
$1.99M
4
OA
4
Oxbow Advisors
Texas
$12.2M
5
CAN
5
Cetera Advisor Networks
California
$369K
Name Holding Trade Value Shares
Change 		Shares
Change %
PCM
51
Penserra Capital Management
California
$5K +$548 +42 +12%
SPIA
52
Steward Partners Investment Advisory
New York
$5K +$5K +398 New
SEI Investments
53
SEI Investments
Pennsylvania
$3K – – –
AA
54
Ancora Advisors
Ohio
$3K +$3K +221 New
AF
55
Allworth Financial
California
$2K – – –
AIM
56
Acrospire Investment Management
Illinois
$1K +$1K +103 New
CIBC World Market
57
CIBC World Market
Ontario, Canada
– -$171K -12,060 Closed
NMC
58
Nine Masts Capital
Hong Kong
– -$62K -4,356 Closed
LCM
59
Liberty Capital Management
Michigan
– -$7K -514 Closed
BCMIO
60
Beacon Capital Management Inc (Ohio)
Ohio
– -$4K -257 Closed
CHP
61
Cable Hill Partners
Oregon
– -$3K -234 Closed
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