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AVK

Advent Convertible and Income Fund

89 hedge funds and large institutions have $129M invested in Advent Convertible and Income Fund in 2023 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 33 increasing their positions, 27 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more capital invested

Capital invested by funds: $95.3M → $129M (+$33.4M)

22% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 27

6.59% more ownership

Funds ownership: 26.98%33.57% (+6.6%)

2% less funds holding

Funds holding: 9189 (-2)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

Holders
89
Holders Change
-2
Holders Change %
-2.2%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
33
Reduced
27
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSI
26
Flow State Investments
Illinois
$767K +$548K +54,651 +376%
CWP
27
Cyndeo Wealth Partners
Florida
$722K
NA
28
NewEdge Advisors
Louisiana
$720K +$38.8K +3,872 +6%
9WM
29
9258 Wealth Management
Ohio
$666K -$39.4K -3,927 -6%
SC
30
Stolper & Co
Oklahoma
$630K +$10.5K +1,046 +2%
ARC
31
Advisor Resource Council
Texas
$627K +$568K +56,593 New
FFP
32
FourThought Financial Partners
Florida
$615K -$12.8K -1,272 -2%
Comerica Bank
33
Comerica Bank
Texas
$490K +$80.6K +8,034 +22%
TPWM
34
Twelve Points Wealth Management
Massachusetts
$408K -$30.9K -3,076 -8%
HBCM
35
Heron Bay Capital Management
Michigan
$400K
SPIA
36
Steward Partners Investment Advisory
New York
$395K -$42.8K -4,263 -11%
IAIM
37
International Assets Investment Management
Florida
$366K -$21.9K -2,185 -6%
BPA
38
Beacon Pointe Advisors
California
$359K -$15K -1,499 -4%
Mariner
39
Mariner
Kansas
$315K +$51.9K +5,174 +22%
AAS
40
Avantax Advisory Services
Texas
$292K -$14.1K -1,409 -5%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$266K -$5.52K -550 -2%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$265K -$57.7K -5,756 -19%
Truist Financial
43
Truist Financial
North Carolina
$254K -$6.05K -603 -3%
OA
44
Oxbow Advisors
Texas
$250K +$7.24K +722 +3%
CWM
45
Centurion Wealth Management
Virginia
$247K
SWM
46
Spire Wealth Management
Virginia
$246K
WCM
47
Windsor Capital Management
Arizona
$246K -$762 -76 -0.3%
VCWA
48
Vanguard Capital Wealth Advisors
Colorado
$246K +$19.9K +1,979 +10%
EC
49
Elequin Capital
New York
$227K +$150K +14,982 +273%
SCM
50
Sage Capital Management
New Jersey
$222K +$201K +20,027 New

AVK Hedge Fund Activity: Q4 2023 in Review

89 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q4 2023, worth a combined $129M — up 35% from $95.3M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of AVK and 8 opened new positions — a net loss of 1 holder — while 27 trimmed existing stakes and 33 added.

The largest buyer was Morgan Stanley, adding an estimated $17.8M. The largest seller was Advisors Asset Management, cutting an estimated $1.29M.

  • 89 institutional investors held Advent Convertible and Income Fund (AVK) as of Q4 2023, down from 91 in Q3 2023.
  • Funds reported $129M of Advent Convertible and Income Fund stock for Q4 2023, up 35% quarter-over-quarter.
  • 8 funds opened new Advent Convertible and Income Fund positions in Q4 2023 and 9 closed out, a net change of -1 holder.
  • The largest Advent Convertible and Income Fund buyer in Q4 2023 was Morgan Stanley, an estimated $17.8M added.
  • The largest Advent Convertible and Income Fund seller in Q4 2023 was Advisors Asset Management, an estimated $1.29M sold.

Based on aggregated 13F filings for Q4 2023.