AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

71 hedge funds and large institutions have $96M invested in Advent Convertible and Income Fund in 2020 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 28 increasing their positions, 17 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
-1
Holders Change %
-1.39%
% of All Funds
1.57%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
15
Increased
28
Reduced
17
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$3.73M
2
FAM
Formidable Asset Management
Ohio
+$2.32M
3
Bank of America
Bank of America
North Carolina
+$1.21M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
+$481K
5
GC
Guggenheim Capital
Illinois
+$476K

Top Sellers

1
OA
Oxbow Advisors
Texas
-$1.44M
2
RCM
Rivernorth Capital Management
Florida
-$1.31M
3
PPA
Parametric Portfolio Associates
Washington
-$1.04M
4
Wells Fargo
Wells Fargo
California
-$995K
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$976K
Name Holding Trade Value Shares
Change 		Shares
Change %
MAFM
26
Mid Atlantic Financial Management
Pennsylvania
$441K -$333K -32,155 -43%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$430K -$21.1K -2,039 -5%
Stifel Financial
28
Stifel Financial
Missouri
$411K -$37.8K -3,651 -8%
SC
29
Stolper & Co
Oklahoma
$375K +$375K +36,199 New
Citigroup
30
Citigroup
New York
$371K +$777 +75 +0.2%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$369K +$19.1K +1,847 +5%
PAS
32
Park Avenue Securities
New York
$363K +$32.1K +3,102 +10%
MWPCG
33
Measured Wealth Private Client Group
New Hampshire
$320K -$724 -70 -0.2%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$280K +$18.4K +1,778 +7%
CIA
35
Capital Investment Advisors
Georgia
$270K +$841 +81 +0.3%
Truist Financial
36
Truist Financial
North Carolina
$222K +$6.38K +615 +3%
AIC
37
Ameritas Investment Company
Nebraska
$210K +$18.8K +1,807 +10%
PWPS
38
Pinnacle Wealth Planning Services
Ohio
$208K +$14.5K +1,404 +8%
MOS
39
MGO One Seven
Ohio
$200K +$7.8K +754 +4%
NFG
40
Nations Financial Group
Iowa
$190K +$114 +11 +0.1%
BlackRock
41
BlackRock
New York
$187K +$187K +18,075 New
OA
42
Oxbow Advisors
Texas
$176K -$1.44M -138,729 -89%
CF
43
Centaurus Financial
California
$174K +$10.7K +1,031 +7%
MA
44
Mutual Advisors
Nebraska
$157K +$125 +12 +0.1%
PAG
45
Private Advisor Group
New Jersey
$140K -$42.6K -4,108 -23%
SPC
46
Sigma Planning Corp
Michigan
$136K – – –
SPIA
47
Steward Partners Investment Advisory
New York
$118K +$15.5K +1,494 +15%
DADC
48
D.A. Davidson & Co
Montana
$115K +$115K +11,094 New
PFGIA
49
Patriot Financial Group Insurance Agency
Massachusetts
$77K -$7.69K -744 -9%
IFAM
50
Institutional & Family Asset Management
Colorado
$43K – – –
1
2
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