AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

68 hedge funds and large institutions have $141M invested in Advent Convertible and Income Fund in 2019 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 29 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
-7
Holders Change %
-9.33%
% of All Funds
1.48%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
29
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$4.68M
2
GC
Guggenheim Capital
Illinois
+$1.02M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
+$738K
4
PPA
Parametric Portfolio Associates
Washington
+$670K
5
UBS Group
UBS Group
Switzerland
+$543K

Top Sellers

1
BlackRock
BlackRock
New York
-$3M
2
RJA
Raymond James & Associates
Florida
-$1.42M
3
CRC
Curi RMB Capital
Illinois
-$1.28M
4
CCP
Clough Capital Partners
Massachusetts
-$1.06M
5
6M
6 Meridian
Kansas
-$915K
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$750K +$208K +14,178 +38%
BlackRock
27
BlackRock
New York
$748K -$3M -204,270 -80%
EDRIA
28
Edmonds Duncan Registered Investment Advisors
Kansas
$727K -$225K -15,465 -24%
Stifel Financial
29
Stifel Financial
Missouri
$689K +$327K +22,276 +91%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$597K +$104K +7,106 +21%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$521K -$70.9K -4,832 -12%
MWPCG
32
Measured Wealth Private Client Group
New Hampshire
$479K +$479K +32,668 New
CF
33
Centaurus Financial
California
$419K +$413K +28,137 +6,683%
AAS
34
Avantax Advisory Services
Texas
$417K +$7.24K +494 +2%
CIA
35
Capital Investment Advisors
Georgia
$407K +$6.48K +442 +2%
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$391K -$228K -15,566 -37%
PAS
37
Park Avenue Securities
New York
$364K -$6.36K -434 -2%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$276K -$122K -8,280 -31%
CL
39
CSS LLC
Illinois
$276K -$46.6K -3,183 -14%
PWPS
40
Pinnacle Wealth Planning Services
Ohio
$268K +$4.63K +316 +2%
NFG
41
Nations Financial Group
Iowa
$263K -$3K -205 -1%
MOS
42
MGO One Seven
Ohio
$262K +$4.9K +334 +2%
AA
43
AQR Arbitrage
Connecticut
$256K -$288K -19,677 -53%
MA
44
Mutual Advisors
Nebraska
$253K +$16.1K +1,101 +7%
Truist Financial
45
Truist Financial
North Carolina
$221K +$5.17K +352 +2%
PAG
46
Private Advisor Group
New Jersey
$187K +$187K +12,729 New
SPC
47
Sigma Planning Corp
Michigan
$170K -$4.1K -280 -2%
VCM
48
Virtue Capital Management
Tennessee
$168K -$24K -1,643 -13%
VCWA
49
Vanguard Capital Wealth Advisors
Colorado
$163K +$163K +11,173 New
PFGIA
50
Patriot Financial Group Insurance Agency
Massachusetts
$120K +$12.9K +878 +12%
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