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AVK

Advent Convertible and Income Fund

75 hedge funds and large institutions have $145M invested in Advent Convertible and Income Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 37 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

164% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 14

13.01% more ownership

Funds ownership: 17.53%30.55% (+13%)

7% more capital invested

Capital invested by funds: $136M → $145M (+$8.83M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less funds holding

Funds holding: 8175 (-6)

50% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 12

Holders
75
Holders Change
-6
Holders Change %
-7.41%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
37
Reduced
14
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AG
26
Advisor Group
Arizona
$1.17M +$50.4K +3,663 +5%
CCP
27
Clough Capital Partners
Massachusetts
$1.06M -$478K -34,713 -32%
EDRIA
28
Edmonds Duncan Registered Investment Advisors
Kansas
$939K
6M
29
6 Meridian
Kansas
$915K +$349K +25,389 +66%
QCIG
30
Quad-Cities Investment Group
Iowa
$784K +$5.51K +400 +0.7%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$607K +$159K +11,548 +38%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$580K +$61.5K +4,469 +12%
AA
33
AQR Arbitrage
Connecticut
$534K +$64.6K +4,696 +14%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$531K +$79K +5,736 +18%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$483K +$93.7K +6,810 +25%
AAS
36
Avantax Advisory Services
Texas
$402K +$113K +8,216 +42%
CIA
37
Capital Investment Advisors
Georgia
$393K +$47.2K +3,432 +14%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$389K +$104K +7,587 +39%
OC
39
Oppenheimer & Co
New York
$377K -$53.2K -3,863 -13%
PAS
40
Park Avenue Securities
New York
$367K -$39.7K -2,886 -10%
Stifel Financial
41
Stifel Financial
Missouri
$355K +$339K +24,607 New
CL
42
CSS LLC
Illinois
$317K
NFG
43
Nations Financial Group
Iowa
$261K -$3.54K -257 -1%
PWPS
44
Pinnacle Wealth Planning Services
Ohio
$259K +$11K +796 +5%
MOS
45
MGO One Seven
Ohio
$252K +$21.4K +1,558 +10%
MA
46
Mutual Advisors
Nebraska
$232K +$138 +10 +0.1%
Truist Financial
47
Truist Financial
North Carolina
$211K +$4.76K +346 +2%
HIM
48
Hanlon Investment Management
New Jersey
$200K +$191K +13,889 New
VCM
49
Virtue Capital Management
Tennessee
$189K +$28.7K +2,084 +19%
SPC
50
Sigma Planning Corp
Michigan
$171K +$4.63K +336 +3%

AVK Hedge Fund Activity: Q1 2019 in Review

75 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q1 2019, worth a combined $145M — up 6.5% from $136M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of AVK and 6 opened new positions — a net loss of 6 holders — while 14 trimmed existing stakes and 37 added.

The largest buyer was LPL Financial, adding an estimated $1.23M. The largest seller was Curi RMB Capital, cutting an estimated $3.24M.

  • 75 institutional investors held Advent Convertible and Income Fund (AVK) as of Q1 2019, down from 81 in Q4 2018.
  • Funds reported $145M of Advent Convertible and Income Fund stock for Q1 2019, up 6.5% quarter-over-quarter.
  • 6 funds opened new Advent Convertible and Income Fund positions in Q1 2019 and 12 closed out, a net change of -6 holders.
  • The largest Advent Convertible and Income Fund buyer in Q1 2019 was LPL Financial, an estimated $1.23M added.
  • The largest Advent Convertible and Income Fund seller in Q1 2019 was Curi RMB Capital, an estimated $3.24M sold.

Based on aggregated 13F filings for Q1 2019.