AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

75 hedge funds and large institutions have $145M invested in Advent Convertible and Income Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 37 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
75
Holders Change
-6
Holders Change %
-7.41%
% of All Funds
1.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
37
Reduced
14
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$1.29M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.24M
3
PPA
Parametric Portfolio Associates
Washington
+$855K
4
AAM
Advisors Asset Management
Colorado
+$667K
5
ACM
Advent Capital Management
New York
+$531K

Top Sellers

1
CRC
Curi RMB Capital
Illinois
-$3.38M
2
Morgan Stanley
Morgan Stanley
New York
-$2.07M
3
WAM
Wolverine Asset Management
Illinois
-$2M
4
Invesco
Invesco
Georgia
-$1.53M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$1.33M
Name Holding Trade Value Shares
Change 		Shares
Change %
AG
26
Advisor Group
Arizona
$1.17M +$52.6K +3,663 +5%
CCP
27
Clough Capital Partners
Massachusetts
$1.06M -$499K -34,713 -32%
EDRIA
28
Edmonds Duncan Registered Investment Advisors
Kansas
$939K – – –
6M
29
6 Meridian
Kansas
$915K +$365K +25,389 +66%
QCIG
30
Quad-Cities Investment Group
Iowa
$784K +$5.75K +400 +0.7%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$607K +$166K +11,548 +38%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$580K +$64.2K +4,469 +12%
AA
33
AQR Arbitrage
Connecticut
$534K +$67.5K +4,696 +14%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$531K +$82.4K +5,736 +18%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$483K +$97.9K +6,810 +25%
AAS
36
Avantax Advisory Services
Texas
$402K +$118K +8,216 +42%
CIA
37
Capital Investment Advisors
Georgia
$393K +$49.4K +3,432 +14%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$389K +$109K +7,587 +39%
OC
39
Oppenheimer & Co
New York
$377K -$55.5K -3,863 -13%
PAS
40
Park Avenue Securities
New York
$367K -$41.9K -2,886 -10%
Stifel Financial
41
Stifel Financial
Missouri
$355K +$355K +24,607 New
CL
42
CSS LLC
Illinois
$317K – – –
NFG
43
Nations Financial Group
Iowa
$261K -$3.69K -257 -1%
PWPS
44
Pinnacle Wealth Planning Services
Ohio
$259K +$11.5K +796 +5%
MOS
45
MGO One Seven
Ohio
$252K +$22.4K +1,558 +10%
MA
46
Mutual Advisors
Nebraska
$232K +$143 +10 +0.1%
Truist Financial
47
Truist Financial
North Carolina
$211K +$4.97K +346 +2%
HIM
48
Hanlon Investment Management
New Jersey
$200K +$200K +13,889 New
VCM
49
Virtue Capital Management
Tennessee
$189K +$30K +2,084 +19%
SPC
50
Sigma Planning Corp
Michigan
$171K +$4.84K +336 +3%
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