AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

50 hedge funds and large institutions have $109M invested in Advent Convertible and Income Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 18 reducing their positions, and 14 closing their positions.

Holders
50
Holders Change
-9
Holders Change %
-15.25%
% of All Funds
1.34%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
5
Increased
18
Reduced
18
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$31.3M
2
RCM
2
Rivernorth Capital Management
Florida
$14.9M
3
EVM
3
Eaton Vance Management
Massachusetts
$5.9M
4
Wells Fargo
4
Wells Fargo
California
$5.24M
5
MIG
5
Mariner Investment Group
New York
$3.43M

Top Sellers

1
PPA
1
Parametric Portfolio Associates
Washington
$0
2
WAM
2
Wolverine Asset Management
Illinois
$715K
3
MC
3
Matisse Capital
Oregon
$0
4
MM
4
Midas Management
New York
$0
5
CA
5
Cornerstone Advisors
North Carolina
$538K
Name Holding Trade Value Shares
Change 		Shares
Change %
HighTower Advisors
26
HighTower Advisors
Illinois
$333K +$333K +24,532 New
AA
27
AQR Arbitrage
Connecticut
$228K -$136K -10,030 -37%
Invesco
28
Invesco
Georgia
$178K -$352K -25,868 -66%
MFS
29
MSI Financial Services
Massachusetts
$169K -$5.36K -394 -3%
CIBC World Market
30
CIBC World Market
Ontario, Canada
$161K +$3.24K +238 +2%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$159K +$159K +11,727 New
Citigroup
32
Citigroup
New York
$133K -$36.1K -2,648 -21%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$113K +$23.8K +1,756 +27%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$90K +$464 +34 +0.5%
DADC
35
D.A. Davidson & Co
Montana
$82K – – –
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$54K +$735 +54 +1%
AG
37
Advisor Group
Arizona
$53K +$53K +4,005 New
ZB
38
Zions Bancorporation
Utah
$28K – – –
CPIG
39
Chicago Partners Investment Group
Illinois
$26K -$20.1K -1,503 -44%
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$21K – – –
NSIM
41
North Star Investment Management
Illinois
$17K +$332 +24 +2%
IA
42
IFP Advisors
Florida
$16K +$7.22K +532 +82%
FANJ
43
Financial Architects (New Jersey)
New Jersey
$15K – – –
Deutsche Bank
44
Deutsche Bank
Germany
$15K – – –
BCMIO
45
Beacon Capital Management Inc (Ohio)
Ohio
$10K -$5.72K -411 -36%
AIM
46
Anchor Investment Management
South Carolina
$6.98K – – –
BC
47
Bartlett & Co
Ohio
$5K – – –
PCM
48
Penserra Capital Management
California
$4K – – –
ASN
49
Advisory Services Network
Georgia
$3K +$3K +223 New
PPA
50
Parametric Portfolio Associates
Washington
– -$13.5M -1,050,217 Closed
1
2
3