AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

43 hedge funds and large institutions have $79.7M invested in Advent Convertible and Income Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
-8
Holders Change %
-15.69%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
18
Reduced
15
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$17.4M
2
PPA
2
Parametric Portfolio Associates
Washington
$14.7M
3
LCM
3
Landscape Capital Management
New Jersey
$364K
4
DA
4
Doliver Advisors
Texas
$430K
5
OA
5
Oxbow Advisors
Texas
$6.43M

Top Sellers

1
Invesco
1
Invesco
Georgia
$1.94M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$0
4
WAM
4
Wolverine Asset Management
Illinois
$965K
5
AWA
5
Arete Wealth Advisors
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$168K +$106K +6,669 +170%
DADC
27
D.A. Davidson & Co
Montana
$108K -$13K -821 -11%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$68K +$5.03K +318 +8%
AIG
29
American International Group
New York
$67.4K -$19.6K -1,232 -22%
CPIG
30
Chicago Partners Investment Group
Illinois
$58K -$2.75K -173 -5%
BCMIO
31
Beacon Capital Management Inc (Ohio)
Ohio
$55K -$50.9K -3,184 -48%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$43K -$39.5K -2,460 -48%
ZB
33
Zions Bancorporation
Utah
$33K – – –
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$24K – – –
FANJ
35
Financial Architects (New Jersey)
New Jersey
$18K +$18K +1,116 New
FAM
36
Formidable Asset Management
Ohio
$16K – – –
GT
37
Glenmede Trust
Pennsylvania
$8K +$8K +514 New
BCM
38
Brookstone Capital Management
Illinois
$7K +$7K +447 New
BC
39
Bartlett & Co
Ohio
$6K – – –
WAS
40
Winch Advisory Services
Wisconsin
$6K +$103 +7 +2%
Citigroup
41
Citigroup
New York
$6K +$504 +34 +9%
MFS
42
MSI Financial Services
Massachusetts
$5K +$29 +2 +0.6%
RIA
43
Regal Investment Advisors
Michigan
$4K – – –
SFS
44
Shaker Financial Services
Virginia
– -$832K -49,453 Closed
RJFSA
45
Raymond James Financial Services Advisors
Florida
– -$827K -49,143 Closed
AWA
46
Arete Wealth Advisors
Illinois
– -$590K -35,095 Closed
Koshinski Asset Management
47
Koshinski Asset Management
Illinois
– -$424K -25,188 Closed
SPC
48
Sigma Planning Corp
Michigan
– -$416K -24,694 Closed
SGCA
49
Steel Grove Capital Advisors
Tennessee
– -$202K -12,025 Closed
SG Americas Securities
50
SG Americas Securities
New York
– -$109K -6,470 Closed
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