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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
26
Citigroup
New York
$206K -$380K -24,244 -65%
MMA
27
Miracle Mile Advisors
California
$181K
SFS
28
Shaker Financial Services
Virginia
$161K -$4.34M -276,556 -97%
AC
29
Alleghany Corporation
New York
$161K +$989 +63 +0.6%
CIA
30
Capital Investment Advisors
Georgia
$160K
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$115K +$101K +6,413 +809%
TJHA
32
Thomas J. Herzfeld Advisors
Florida
$106K
PFO
33
Pathstone Family Office
New Jersey
$63K +$61.3K +3,903 New
HCA
34
Harbour Capital Advisors
Virginia
$9.61K +$9.42K +600 New
PCM
35
Penserra Capital Management
California
$8K +$2.98K +190 +51%
IA
36
IFP Advisors
Florida
$7K +$7.19K +458 New
PFGIA
37
Patriot Financial Group Insurance Agency
Massachusetts
$6K +$2.35K +150 +62%
MA
38
MUFG Americas
New York
$3K +$3.04K +194 New
LWM
39
LBA Wealth Management
Florida
$2K
SEI Investments
40
SEI Investments
Pennsylvania
$1K
LCM
41
Laurion Capital Management
New York
-$9.74M -645,666 Closed
SIA
42
Sit Investment Associates
Minnesota
-$1.89M -125,348 Closed
AA
43
AQR Arbitrage
Connecticut
-$610K -40,474 Closed
DA
44
Doliver Advisors
Texas
-$322K -21,378 Closed
VKH
45
Virtu KCG Holdings
New York
-$315K -20,870 Closed
BFM
46
Boothbay Fund Management
New York
-$302K -20,000 Closed
Millennium Management
47
Millennium Management
New York
-$155K -10,308 Closed