Pathstone Family Office’s Are Dynamic Credit Allocation Fund ARDC Stock Holding History

Pathstone Family Office’s Portfolio ARDC Stock Details ARDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-135	Closed	-$2K	–	700
2020 Q4	$2K	Hold	135	–	–	﹤0.01%	1015
2020 Q3	$2K	Sell	135 -135	-50%	-$1.69K	﹤0.01%	696
2020 Q2	$4K	Buy	+270	New	+$3.04K	﹤0.01%	579
2020 Q1	–	Sell	-3,835	Closed	-$589K	–	760
2019 Q4	$589K	Buy	+3,835	New	+$56.7K	0.01%	272
2018 Q4	–	Sell	-1,685	Closed	-$26K	–	528
2018 Q3	$26K	Buy	+1,685	New	+$26.8K	0.01%	135
2018 Q2	–	Sell	-1,685	Closed	-$27K	–	167
2018 Q1	$27K	Buy	+1,685	New	+$27.5K	0.02%	140
2017 Q2	–	Sell	-3,903	Closed	-$63K	–	398
2017 Q1	$63K	Buy	+3,903	New	+$61.3K	0.03%	160

Other funds holding ARDC

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Pathstone Family Office's ARDC Position: Q1 2021 in Review

Pathstone Family Office sold out of Are Dynamic Credit Allocation Fund (ARDC) in Q1 2021, closing a stake of 135 shares — an estimated $2K sold.

Pathstone Family Office first reported a position in ARDC in Q1 2017 and held it in 7 quarters. The position peaked at $589K in Q4 2019. 55 funds tracked by Wall St. Rank hold ARDC as of Q1 2021.

Pathstone Family Office reported no remaining Are Dynamic Credit Allocation Fund position as of Q1 2021 after selling out during the quarter.
Pathstone Family Office sold 135 Are Dynamic Credit Allocation Fund shares in Q1 2021, an estimated $2K.
Pathstone Family Office first reported a position in Are Dynamic Credit Allocation Fund in Q1 2017 and held it in 7 quarters.
Pathstone Family Office's Are Dynamic Credit Allocation Fund position peaked at $589K in Q4 2019.
55 funds tracked by Wall St. Rank held Are Dynamic Credit Allocation Fund as of Q1 2021.

Based on Pathstone Family Office's 13F filing for Q1 2021, filed 14 May 2021.