Boothbay Fund Management’s Are Dynamic Credit Allocation Fund ARDC Stock Holding History

Boothbay Fund Management’s Portfolio ARDC Stock Details ARDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-17,789	Closed	-$269K	–	760
2019 Q2	$269K	Sell	17,789 -9,500	-35%	-$144K	0.02%	549
2019 Q1	$405K	Buy	27,289 +5,289	+24%	+$77.6K	0.04%	433
2018 Q4	$304K	Buy	+22,000	New	+$327K	0.04%	379
2017 Q1	–	Sell	-20,000	Closed	-$302	–	732
2016 Q4	$302	Buy	+20,000	New	+$294K	0.07%	398

Other funds holding ARDC

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Boothbay Fund Management's ARDC Position: Q3 2019 in Review

Boothbay Fund Management sold out of Are Dynamic Credit Allocation Fund (ARDC) in Q3 2019, closing a stake of 17,789 shares — an estimated $269K sold.

Boothbay Fund Management first reported a position in ARDC in Q4 2016 and held it in 4 quarters. The position peaked at $405K in Q1 2019. 56 funds tracked by Wall St. Rank hold ARDC as of Q3 2019.

Boothbay Fund Management reported no remaining Are Dynamic Credit Allocation Fund position as of Q3 2019 after selling out during the quarter.
Boothbay Fund Management sold 17,789 Are Dynamic Credit Allocation Fund shares in Q3 2019, an estimated $269K.
Boothbay Fund Management first reported a position in Are Dynamic Credit Allocation Fund in Q4 2016 and held it in 4 quarters.
Boothbay Fund Management's Are Dynamic Credit Allocation Fund position peaked at $405K in Q1 2019.
56 funds tracked by Wall St. Rank held Are Dynamic Credit Allocation Fund as of Q3 2019.

Based on Boothbay Fund Management's 13F filing for Q3 2019, filed 14 Nov 2019.