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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIG icon
201
Hartford Financial Services
HIG
$39.3B
$15.6K 0.01%
220
– –
FENY icon
202
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$15.3K 0.01%
616
+4
+0.7% +$96
UNP icon
203
Union Pacific
UNP
$174B
$15.3K 0.01%
75
– –
ENPH icon
204
Enphase Energy
ENPH
$5.53B
$15K 0.01%
+125
New +$17.8K
YUMC icon
205
Yum China
YUMC
$16.3B
$14.8K 0.01%
266
– –
SKT icon
206
Tanger
SKT
$4.52B
$14.5K 0.01%
640
– –
AKAM icon
207
Akamai
AKAM
$15.9B
$14.4K ﹤0.01%
135
– –
DD icon
208
DuPont de Nemours
DD
$19.2B
$14.3K ﹤0.01%
153
– –
DRI icon
209
Darden Restaurants
DRI
$24.4B
$14.3K ﹤0.01%
100
– –
IEMG icon
210
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$14.3K ﹤0.01%
300
– –
GILD icon
211
Gilead Sciences
GILD
$165B
$14.2K ﹤0.01%
190
– –
BAH icon
212
Booz Allen Hamilton
BAH
$9.15B
$14.2K ﹤0.01%
130
– –
SCHV
213
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$14.2K ﹤0.01%
660
– –
IBM icon
214
IBM
IBM
$224B
$13.6K ﹤0.01%
97
– –
HSY icon
215
Hershey
HSY
$36.6B
$13.5K ﹤0.01%
67
– –
FNCL icon
216
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$13.2K ﹤0.01%
284
+2
+0.7% +$97
BIIB icon
217
Biogen
BIIB
$30.7B
$12.9K ﹤0.01%
50
– –
F icon
218
Ford
F
$55.7B
$12.8K ﹤0.01%
1,033
-20
-2% -$260
IDV icon
219
iShares International Select Dividend ETF
IDV
$8.57B
$12.7K ﹤0.01%
500
– –
MO icon
220
Altria Group
MO
$114B
$12.6K ﹤0.01%
300
– –
ASIX icon
221
AdvanSix
ASIX
$444M
$12.4K ﹤0.01%
400
– –
CSB icon
222
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$266M
$12.2K ﹤0.01%
250
– –
TGT icon
223
Target
TGT
$68B
$12.2K ﹤0.01%
110
+2
+2% +$254
RSG icon
224
Republic Services
RSG
$65.7B
$12.1K ﹤0.01%
85
– –
AMT icon
225
American Tower
AMT
$80.4B
$11.5K ﹤0.01%
70
– –
7 8
9
10 11

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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.