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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
201
Emerson Electric
EMR
$88.3B
$77K 0.01%
830
– –
PPH icon
202
VanEck Pharmaceutical ETF
PPH
$988M
$77K 0.01%
1,000
– –
RSP icon
203
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$77K 0.01%
475
– –
SPEU icon
204
State Street SPDR Portfolio Europe ETF
SPEU
$745M
$77K 0.01%
1,799
– –
AMX icon
205
America Movil
AMX
$71.2B
$76K 0.01%
3,600
– –
LULU icon
206
lululemon athletica
LULU
$14.6B
$76K 0.01%
193
– –
HPQ icon
207
HP
HPQ
$27.5B
$75K 0.01%
2,000
– –
MKC icon
208
McCormick & Company Non-Voting
MKC
$14.2B
$75K 0.01%
777
– –
AVGO icon
209
Broadcom
AVGO
$2.04T
$73K 0.01%
1,100
– –
LMT icon
210
Lockheed Martin
LMT
$136B
$73K 0.01%
206
– –
TLK icon
211
Telkom Indonesia
TLK
$14.9B
$73K 0.01%
2,520
– –
FTNT icon
212
Fortinet
FTNT
$117B
$72K 0.01%
1,000
– –
SDY icon
213
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$72K 0.01%
558
– –
DG icon
214
Dollar General
DG
$27.9B
$71K 0.01%
300
– –
KMI icon
215
Kinder Morgan
KMI
$68.7B
$71K 0.01%
4,448
+1,565
+54% +$26K
IR icon
216
Ingersoll Rand
IR
$33.7B
$70K 0.01%
1,137
– –
WEC icon
217
WEC Energy
WEC
$35.1B
$69K 0.01%
707
+4
+0.6% +$366
EIX icon
218
Edison International
EIX
$26.4B
$68K 0.01%
1,000
– –
ALLE icon
219
Allegion
ALLE
$14.4B
$67K 0.01%
503
– –
POOL icon
220
Pool Corp
POOL
$7.5B
$67K 0.01%
118
– –
SGOL icon
221
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$67K 0.01%
3,820
-20
-0.5% -$345
WFC.PRL icon
222
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$67K 0.01%
+45
New +$67.1K
HE icon
223
Hawaiian Electric Industries
HE
$2.14B
$66K 0.01%
1,600
– –
IVE icon
224
iShares S&P 500 Value ETF
IVE
$49.8B
$66K 0.01%
420
– –
SEDG icon
225
SolarEdge
SEDG
$1.95B
$66K 0.01%
236
+16
+7% +$5.05K
7 8
9
10 11

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MCM
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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.