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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
201
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$66K 0.01%
558
– –
HE icon
202
Hawaiian Electric Industries
HE
$2.14B
$65K 0.01%
1,600
– –
SGOL icon
203
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$65K 0.01%
3,840
-11,624
-75% -$200K
AMX icon
204
America Movil
AMX
$71.2B
$64K 0.01%
3,600
– –
DG icon
205
Dollar General
DG
$27.9B
$64K 0.01%
300
– –
TLK icon
206
Telkom Indonesia
TLK
$14.9B
$64K 0.01%
2,520
-114
-4% -$2.62K
MKC icon
207
McCormick & Company Non-Voting
MKC
$14.2B
$63K 0.01%
777
– –
EFV icon
208
iShares MSCI EAFE Value ETF
EFV
$30.2B
$62K 0.01%
1,223
-25
-2% -$1.29K
WEC icon
209
WEC Energy
WEC
$35.1B
$62K 0.01%
703
+4
+0.6% +$375
GLW icon
210
Corning
GLW
$143B
$61K 0.01%
1,679
– –
IVE icon
211
iShares S&P 500 Value ETF
IVE
$49.8B
$61K 0.01%
420
+128
+44% +$19.1K
DVY icon
212
iShares Select Dividend ETF
DVY
$23.6B
$60K 0.01%
520
– –
LUV icon
213
Southwest Airlines
LUV
$23B
$60K 0.01%
1,164
– –
MPC icon
214
Marathon Petroleum
MPC
$83.7B
$60K 0.01%
967
– –
SAP icon
215
SAP
SAP
$238B
$60K 0.01%
446
– –
SYY icon
216
Sysco
SYY
$40.3B
$60K 0.01%
766
– –
FTNT icon
217
Fortinet
FTNT
$117B
$58K 0.01%
1,000
– –
SEDG icon
218
SolarEdge
SEDG
$1.95B
$58K 0.01%
220
– –
VKI icon
219
Invesco Advantage Municipal Income Trust II
VKI
$401M
$58K 0.01%
4,677
– –
IR icon
220
Ingersoll Rand
IR
$33.7B
$57K 0.01%
1,137
– –
COP icon
221
ConocoPhillips
COP
$141B
$56K 0.01%
825
+200
+32% +$11.5K
EIX icon
222
Edison International
EIX
$26.4B
$55K 0.01%
1,000
– –
HPQ icon
223
HP
HPQ
$27.5B
$55K 0.01%
2,000
– –
MDT icon
224
Medtronic
MDT
$112B
$55K 0.01%
436
– –
CALY
225
Callaway Golf Company
CALY
$3.14B
$55K 0.01%
2,000
– –
7 8
9
10 11

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.