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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRWD icon
201
CrowdStrike
CRWD
$218B
$57K 0.01%
1,080
-120
-10% -$4.68K
HE icon
202
Hawaiian Electric Industries
HE
$2.14B
$57K 0.01%
1,600
– –
RSPS icon
203
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$247M
$57K 0.01%
1,890
-495
-21% -$14.6K
SYY icon
204
Sysco
SYY
$40.3B
$57K 0.01%
766
– –
PSX icon
205
Phillips 66
PSX
$81.4B
$56K 0.01%
805
-626
-44% -$36.7K
VTI icon
206
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$56K 0.01%
289
+43
+17% +$7.86K
XLV icon
207
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$56K 0.01%
493
-47,752
-99% -$5.21M
TJX icon
208
TJX Companies
TJX
$178B
$55K 0.01%
800
– –
SHOP icon
209
Shopify
SHOP
$195B
$54K 0.01%
480
+70
+17% +$7.35K
ZBH icon
210
Zimmer Biomet
ZBH
$18.4B
$54K 0.01%
364
– –
VKI icon
211
Invesco Advantage Municipal Income Trust II
VKI
$401M
$53K 0.01%
4,677
– –
AMX icon
212
America Movil
AMX
$71.2B
$52K 0.01%
3,600
– –
IR icon
213
Ingersoll Rand
IR
$33.7B
$52K 0.01%
1,137
– –
MO icon
214
Altria Group
MO
$114B
$52K 0.01%
1,258
+126
+11% +$5.06K
NVG icon
215
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$52K 0.01%
3,117
– –
XYZ
216
Block Inc
XYZ
$47.5B
$52K 0.01%
240
+130
+118% +$25.4K
EQR icon
217
Equity Residential
EQR
$25.1B
$51K 0.01%
860
– –
FBIN icon
218
Fortune Brands Innovations
FBIN
$6.06B
$51K 0.01%
702
– –
MDT icon
219
Medtronic
MDT
$112B
$51K 0.01%
436
– –
DVY icon
220
iShares Select Dividend ETF
DVY
$23.6B
$50K 0.01%
520
– –
GWW icon
221
W.W. Grainger
GWW
$60.2B
$50K 0.01%
123
– –
HPQ icon
222
HP
HPQ
$27.5B
$49K 0.01%
2,000
– –
BAX icon
223
Baxter International
BAX
$14.2B
$48K 0.01%
595
– –
CAT icon
224
Caterpillar
CAT
$387B
$48K 0.01%
263
– –
CALY
225
Callaway Golf Company
CALY
$3.14B
$48K 0.01%
2,000
– –
7 8
9
10 11

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.