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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
201
Corning
GLW
$143B
$49K 0.02%
1,679
– –
LVHD icon
202
Franklin US Low Volatility High Dividend Index ETF
LVHD
$625M
$49K 0.02%
1,428
– –
TJX icon
203
TJX Companies
TJX
$179B
$49K 0.02%
800
– –
SPHD icon
204
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$48K 0.02%
1,085
– –
VV icon
205
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$48K 0.02%
327
– –
BURL icon
206
Burlington
BURL
$23.3B
$45K 0.01%
197
– –
MCK icon
207
McKesson
MCK
$102B
$45K 0.01%
322
– –
DVY icon
208
iShares Select Dividend ETF
DVY
$23.6B
$44K 0.01%
420
+200
+91% +$20.6K
LULU icon
209
lululemon athletica
LULU
$14.6B
$44K 0.01%
192
– –
WFC.PRL icon
210
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
$44K 0.01%
+30
New +$44.3K
CPK icon
211
Chesapeake Utilities
CPK
$3.21B
$43K 0.01%
450
– –
EME icon
212
Emcor
EME
$36.1B
$43K 0.01%
500
– –
MET icon
213
MetLife
MET
$62.2B
$43K 0.01%
849
+335
+65% +$16.2K
GWW icon
214
W.W. Grainger
GWW
$60.3B
$42K 0.01%
123
– –
HPQ icon
215
HP
HPQ
$27.3B
$42K 0.01%
2,045
– –
CALY
216
Callaway Golf Company
CALY
$3.15B
$42K 0.01%
2,000
– –
SLB icon
217
SLB Ltd
SLB
$74.8B
$42K 0.01%
1,034
+3
+0.3% +$107
VEA icon
218
Vanguard FTSE Developed Markets ETF
VEA
$236B
$42K 0.01%
949
– –
EPAM icon
219
EPAM Systems
EPAM
$5.09B
$40K 0.01%
190
– –
RIO icon
220
Rio Tinto
RIO
$165B
$40K 0.01%
675
– –
FBIN icon
221
Fortune Brands Innovations
FBIN
$6.06B
$39K 0.01%
702
– –
WDC icon
222
Western Digital
WDC
$151B
$38K 0.01%
798
+187
+31% +$7.8K
NXQ
223
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$38K 0.01%
2,515
– –
BKH icon
224
Black Hills Corp
BKH
$5.7B
$37K 0.01%
467
– –
LUMN icon
225
Lumen
LUMN
$6.53B
$37K 0.01%
2,794
+9
+0.3% +$121
7 8
9
10 11

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.