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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXQ
201
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$38K 0.02%
2,515
– –
GIS icon
202
General Mills
GIS
$19.7B
$37K 0.01%
676
– –
GWW icon
203
W.W. Grainger
GWW
$60.2B
$37K 0.01%
123
– –
LULU icon
204
lululemon athletica
LULU
$14.6B
$37K 0.01%
192
– –
BKH icon
205
Black Hills Corp
BKH
$5.68B
$36K 0.01%
467
– –
SFBC
206
Sound Financial Bancorp
SFBC
$111M
$36K 0.01%
1,000
– –
EPAM icon
207
EPAM Systems
EPAM
$5.09B
$35K 0.01%
190
– –
LUMN icon
208
Lumen
LUMN
$6.44B
$35K 0.01%
2,785
+8
+0.3% +$95
RIO icon
209
Rio Tinto
RIO
$164B
$35K 0.01%
675
+2
+0.3% +$109
SLB icon
210
SLB Ltd
SLB
$75B
$35K 0.01%
1,031
+276
+37% +$10.1K
WELL icon
211
Welltower
WELL
$171B
$35K 0.01%
385
-42
-10% -$3.65K
FBIN icon
212
Fortune Brands Innovations
FBIN
$6.06B
$33K 0.01%
702
– –
FNKO icon
213
Funko
FNKO
$328M
$32K 0.01%
1,565
+500
+47% +$11.6K
NOBL icon
214
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$32K 0.01%
900
– –
TPL icon
215
Texas Pacific Land
TPL
$23.5B
$32K 0.01%
450
– –
CELG
216
DELISTED
Celgene Corp
CELG
$32K 0.01%
322
– –
CAG icon
217
Conagra Brands
CAG
$7.23B
$31K 0.01%
1,000
-150
-13% -$4.32K
CCL icon
218
Carnival Corporation Ltd
CCL
$39.7B
$31K 0.01%
702
– –
WCN
219
Waste Connections
WCN
$42B
$31K 0.01%
334
– –
ZTS icon
220
Zoetis
ZTS
$30.5B
$31K 0.01%
+245
New +$29.6K
BND icon
221
Vanguard Total Bond Market
BND
$158B
$30K 0.01%
359
-20
-5% -$1.68K
CGC
222
Canopy Growth
CGC
$410M
$30K 0.01%
131
+11
+9% +$3.36K
HPE icon
223
Hewlett Packard
HPE
$70.5B
$30K 0.01%
2,000
– –
YUM icon
224
Yum! Brands
YUM
$41.1B
$30K 0.01%
+266
New +$30.4K
LOGM
225
DELISTED
LogMein, Inc.
LOGM
$30K 0.01%
421
– –
7 8
9
10 11

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.