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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
Cap. Flow
+$42.8M
Cap. Flow %
15.68%
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.4M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$13.8M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$12.7M
4
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.7M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.2M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$16.9M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$12.7M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$11.7M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Industrials 4.91%
3 Consumer Discretionary 3.65%
4 Healthcare 1.96%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
201
TJX Companies
TJX
$178B
$43K 0.02%
800
– –
CPK icon
202
Chesapeake Utilities
CPK
$3.21B
$41K 0.02%
450
+200
+80% +$17.8K
REGN icon
203
Regeneron Pharmaceuticals
REGN
$80.8B
$41K 0.02%
100
– –
HPQ icon
204
HP
HPQ
$27.5B
$40K 0.01%
2,045
– –
LMT icon
205
Lockheed Martin
LMT
$136B
$40K 0.01%
133
– –
RIO icon
206
Rio Tinto
RIO
$164B
$39K 0.01%
671
– –
VEA icon
207
Vanguard FTSE Developed Markets ETF
VEA
$236B
$39K 0.01%
949
+640
+207% +$25.6K
MCK icon
208
McKesson
MCK
$101B
$38K 0.01%
322
-99
-24% -$12.2K
REZI icon
209
Resideo Technologies
REZI
$3.95B
$38K 0.01%
1,985
+162
+9% +$3.59K
CGC
210
Canopy Growth
CGC
$410M
$37K 0.01%
85
+23
+37% +$10.1K
EME icon
211
Emcor
EME
$36B
$37K 0.01%
500
– –
GWW icon
212
W.W. Grainger
GWW
$60.2B
$37K 0.01%
123
– –
WDC icon
213
Western Digital
WDC
$150B
$37K 0.01%
1,008
– –
CCL icon
214
Carnival Corporation Ltd
CCL
$39.7B
$36K 0.01%
702
– –
COLB icon
215
Columbia Banking Systems
COLB
$8.84B
$36K 0.01%
1,089
– –
BKH icon
216
Black Hills Corp
BKH
$5.69B
$35K 0.01%
467
– –
GIS icon
217
General Mills
GIS
$19.7B
$35K 0.01%
676
– –
TPL icon
218
Texas Pacific Land
TPL
$23.5B
$35K 0.01%
405
+90
+29% +$7.03K
TRV icon
219
Travelers Companies
TRV
$80.2B
$35K 0.01%
255
– –
NXQ
220
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$35K 0.01%
2,515
– –
ALSK
221
DELISTED
Alaska Communications Systems
ALSK
$35K 0.01%
18,250
– –
AABA
222
DELISTED
Altaba Inc
AABA
$35K 0.01%
473
– –
LUMN icon
223
Lumen
LUMN
$6.44B
$34K 0.01%
2,815
-459
-14% -$6.38K
NKE icon
224
Nike
NKE
$61.9B
$34K 0.01%
409
+1
+0.2% +$83
SFBC
225
Sound Financial Bancorp
SFBC
$111M
$34K 0.01%
1,000
– –
7 8
9
10 11

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
  • Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
  • Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
  • Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
  • Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.