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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSLV icon
201
Sprott Physical Silver Trust
PSLV
$13.2B
$43K 0.02%
7,761
– –
VRSN icon
202
VeriSign
VRSN
$26.5B
$43K 0.02%
293
– –
HPQ icon
203
HP
HPQ
$26.8B
$42K 0.02%
2,045
– –
LVHD icon
204
Franklin US Low Volatility High Dividend Index ETF
LVHD
$624M
$41K 0.02%
1,428
– –
SPHD icon
205
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$41K 0.02%
1,085
– –
COLB icon
206
Columbia Banking Systems
COLB
$8.82B
$40K 0.02%
1,089
– –
ATHN
207
DELISTED
Athenahealth, Inc.
ATHN
$40K 0.02%
300
– –
REGN icon
208
Regeneron Pharmaceuticals
REGN
$80.5B
$37K 0.02%
100
– –
REZI icon
209
Resideo Technologies
REZI
$3.96B
$37K 0.02%
+1,823
New +$38.9K
VB icon
210
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$37K 0.02%
281
– –
TJX icon
211
TJX Companies
TJX
$179B
$36K 0.02%
800
– –
CCL icon
212
Carnival Corporation Ltd
CCL
$39.2B
$35K 0.02%
702
-102
-13% -$5.84K
GWW icon
213
W.W. Grainger
GWW
$60.3B
$35K 0.02%
123
– –
LMT icon
214
Lockheed Martin
LMT
$135B
$35K 0.02%
133
+2
+2% +$607
TGT icon
215
Target
TGT
$67.1B
$35K 0.02%
524
– –
EEM icon
216
iShares MSCI Emerging Markets ETF
EEM
$29.4B
$34K 0.02%
863
+11
+1% +$441
NXQ
217
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$34K 0.02%
2,515
– –
LOGM
218
DELISTED
LogMein, Inc.
LOGM
$34K 0.02%
421
– –
RIO icon
219
Rio Tinto
RIO
$165B
$33K 0.02%
671
– –
SFBC
220
Sound Financial Bancorp
SFBC
$111M
$33K 0.02%
1,000
– –
BURL icon
221
Burlington
BURL
$23.2B
$32K 0.02%
197
– –
SIVR icon
222
abrdn Physical Silver Shares ETF
SIVR
$4.39B
$32K 0.02%
+2,105
New +$29.8K
WELL icon
223
Welltower
WELL
$170B
$32K 0.02%
463
-721
-61% -$49.1K
IWM icon
224
iShares Russell 2000 ETF
IWM
$82.8B
$31K 0.02%
230
+150
+188% +$22.4K
MO icon
225
Altria Group
MO
$114B
$31K 0.02%
632
-500
-44% -$29K
7 8
9
10 11

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AAS
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FGAM
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MCM
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PSC
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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.