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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HE icon
201
Hawaiian Electric Industries
HE
$2.14B
$57K 0.02%
1,600
– –
CGNX icon
202
Cognex
CGNX
$11.3B
$56K 0.02%
1,000
– –
MCK icon
203
McKesson
MCK
$101B
$56K 0.02%
421
-150
-26% -$19.6K
SYY icon
204
Sysco
SYY
$40.3B
$56K 0.02%
766
– –
MOS icon
205
The Mosaic Company
MOS
$7.33B
$54K 0.02%
1,650
+150
+10% +$4.52K
GD icon
206
General Dynamics
GD
$106B
$53K 0.02%
261
– –
HPQ icon
207
HP
HPQ
$27.5B
$53K 0.02%
2,045
-51
-2% -$1.23K
OGS icon
208
ONE Gas
OGS
$5.04B
$53K 0.02%
640
– –
PAYX icon
209
Paychex
PAYX
$42.7B
$53K 0.02%
+715
New +$51.4K
CHTR icon
210
Charter Communications
CHTR
$18.2B
$52K 0.02%
161
– –
GWPH
211
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$52K 0.02%
300
– –
BHC icon
212
Bausch Health
BHC
$2.34B
$51K 0.02%
2,000
– –
CCL icon
213
Carnival Corporation Ltd
CCL
$39.7B
$51K 0.02%
804
+1
+0.1% +$61
GIS icon
214
General Mills
GIS
$19.7B
$49K 0.02%
1,146
– –
CALY
215
Callaway Golf Company
CALY
$3.14B
$49K 0.02%
2,000
– –
EBAY icon
216
eBay
EBAY
$49.7B
$48K 0.02%
1,466
+715
+95% +$24.8K
EWX icon
217
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$47K 0.02%
1,060
– –
NEE icon
218
NextEra Energy
NEE
$177B
$47K 0.02%
1,128
– –
VRSN icon
219
VeriSign
VRSN
$26.6B
$47K 0.02%
293
– –
VTRS icon
220
Viatris
VTRS
$19.1B
$47K 0.02%
1,288
– –
PJP icon
221
Invesco Pharmaceuticals ETF
PJP
$479M
$46K 0.02%
632
– –
TGT icon
222
Target
TGT
$68B
$46K 0.02%
524
– –
VB icon
223
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$46K 0.02%
281
– –
SVU
224
DELISTED
SUPERVALU Inc.
SVU
$46K 0.02%
1,428
– –
CGC
225
Canopy Growth
CGC
$410M
$45K 0.02%
92
-19
-17% -$7.03K
7 8
9
10 11

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MCM
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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.