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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
201
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$54K 0.03%
1,504
+310
+26% +$10.7K
GD icon
202
General Dynamics
GD
$104B
$53K 0.03%
261
– –
SPY icon
203
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$51K 0.02%
191
-261
-58% -$67.9K
WBII
204
DELISTED
WBI BullBear Global Income ETF
WBII
$51K 0.02%
2,000
– –
ALLE icon
205
Allegion
ALLE
$13.4B
$50K 0.02%
629
– –
GILD icon
206
Gilead Sciences
GILD
$162B
$49K 0.02%
682
-73
-10% -$5.54K
ALSK
207
DELISTED
Alaska Communications Systems
ALSK
$49K 0.02%
18,250
-1,900
-9% -$4.46K
NSU
208
DELISTED
Nevsun Resources Ltd.
NSU
$49K 0.02%
20,000
– –
SGOL icon
209
abrdn Physical Gold Shares ETF
SGOL
$6.91B
$48K 0.02%
3,820
– –
WPC icon
210
W.P. Carey
WPC
$16.8B
$48K 0.02%
+715
New +$48.9K
LOGM
211
DELISTED
LogMein, Inc.
LOGM
$48K 0.02%
421
– –
COLB icon
212
Columbia Banking Systems
COLB
$8.84B
$47K 0.02%
1,089
– –
GDV icon
213
Gabelli Dividend & Income Trust
GDV
$2.6B
$47K 0.02%
+2,000
New +$45.2K
OGS icon
214
ONE Gas
OGS
$4.87B
$47K 0.02%
640
– –
SYY icon
215
Sysco
SYY
$40.8B
$47K 0.02%
766
– –
EW icon
216
Edwards Lifesciences
EW
$49.6B
$45K 0.02%
1,200
– –
TXT icon
217
Textron
TXT
$14.7B
$45K 0.02%
800
– –
HPQ icon
218
HP
HPQ
$24.9B
$44K 0.02%
2,096
-305
-13% -$6.49K
HQH
219
abrdn Healthcare Investors
HQH
$1.25B
$44K 0.02%
1,963
+1,725
+725% +$40.4K
LUMN icon
220
Lumen
LUMN
$6.57B
$44K 0.02%
2,633
+1,344
+104% +$22.8K
CAG icon
221
Conagra Brands
CAG
$6.94B
$43K 0.02%
1,150
– –
TSLA icon
222
Tesla
TSLA
$1.23T
$43K 0.02%
2,055
– –
LMT icon
223
Lockheed Martin
LMT
$134B
$42K 0.02%
130
+100
+333% +$31.5K
VB icon
224
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$42K 0.02%
281
– –
AXP icon
225
American Express
AXP
$227B
$41K 0.02%
418
+1
+0.2% +$95
7 8
9
10 11

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.