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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBIH
201
DELISTED
WBI BullBear Global High Income ETF
WBIH
$54K 0.03%
+2,202
New +$54K
HE icon
202
Hawaiian Electric Industries
HE
$2.21B
$53K 0.03%
1,600
– –
CCL icon
203
Carnival Corporation Ltd
CCL
$39.1B
$52K 0.03%
803
– –
WBII
204
DELISTED
WBI BullBear Global Income ETF
WBII
$51K 0.03%
+2,000
New +$51K
HPQ icon
205
HP
HPQ
$24.8B
$48K 0.02%
2,401
– –
UNH icon
206
UnitedHealth
UNH
$378B
$48K 0.02%
245
– –
OGS icon
207
ONE Gas
OGS
$4.93B
$47K 0.02%
640
– –
SGOL icon
208
abrdn Physical Gold Shares ETF
SGOL
$6.88B
$47K 0.02%
3,820
– –
SHOP icon
209
Shopify
SHOP
$153B
$47K 0.02%
4,000
+3,000
+300% +$30.6K
TSLA icon
210
Tesla
TSLA
$1.26T
$47K 0.02%
2,055
+15
+0.7% +$346
CELG
211
DELISTED
Celgene Corp
CELG
$47K 0.02%
322
-400
-55% -$54.5K
COLB icon
212
Columbia Banking Systems
COLB
$8.93B
$46K 0.02%
1,089
-53
-5% -$2.05K
PFG icon
213
Principal Financial Group
PFG
$24.6B
$46K 0.02%
711
– –
ALSK
214
DELISTED
Alaska Communications Systems
ALSK
$46K 0.02%
20,150
– –
LOGM
215
DELISTED
LogMein, Inc.
LOGM
$46K 0.02%
421
– –
FURY
216
Fury Gold Mines
FURY
$101M
$45K 0.02%
+13,500
New +$51.2K
REGN icon
217
Regeneron Pharmaceuticals
REGN
$78.5B
$45K 0.02%
100
– –
EW icon
218
Edwards Lifesciences
EW
$50.4B
$44K 0.02%
1,200
– –
NSU
219
DELISTED
Nevsun Resources Ltd.
NSU
$44K 0.02%
20,000
– –
TXT icon
220
Textron
TXT
$14.9B
$43K 0.02%
800
+500
+167% +$24.8K
DISH
221
DELISTED
DISH Network Corp.
DISH
$43K 0.02%
800
– –
SYY icon
222
Sysco
SYY
$40.6B
$41K 0.02%
766
– –
XLE icon
223
State Street Energy Select Sector SPDR ETF
XLE
$38.7B
$41K 0.02%
1,194
+14
+1% +$455
SINA
224
DELISTED
Sina Corp
SINA
$41K 0.02%
360
– –
F icon
225
Ford
F
$59.2B
$40K 0.02%
3,303
+7
+0.2% +$79
7 8
9
10 11

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GWAG
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PDL
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AAS
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MCM
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KF
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.