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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
201
Sysco
SYY
$40.3B
$49K 0.03%
882
+1
+0.1% +$52
YAO
202
DELISTED
Invesco China All-Cap ETF
YAO
$49K 0.03%
2,000
– –
AMX icon
203
America Movil
AMX
$72.1B
$48K 0.03%
3,840
– –
CHTR icon
204
Charter Communications
CHTR
$18.3B
$48K 0.03%
168
-3
-2% -$808
SAP icon
205
SAP
SAP
$228B
$48K 0.03%
560
– –
VRSN icon
206
VeriSign
VRSN
$26.5B
$48K 0.03%
629
– –
VTRS icon
207
Viatris
VTRS
$20.6B
$48K 0.03%
1,255
– –
COP icon
208
ConocoPhillips
COP
$140B
$47K 0.03%
937
– –
IWD icon
209
iShares Russell 1000 Value ETF
IWD
$83.2B
$47K 0.03%
+422
New +$45.6K
EXPD icon
210
Expeditors International
EXPD
$23.7B
$46K 0.03%
873
– –
GLW icon
211
Corning
GLW
$135B
$46K 0.03%
1,879
-500
-21% -$11.9K
MS icon
212
Morgan Stanley
MS
$343B
$46K 0.03%
1,100
– –
BHI
213
DELISTED
Baker Hughes
BHI
$46K 0.03%
714
+1
+0.1% +$59
DISH
214
DELISTED
DISH Network Corp.
DISH
$46K 0.03%
800
– –
HPQ icon
215
HP
HPQ
$26.1B
$45K 0.03%
3,031
– –
TGT icon
216
Target
TGT
$67.1B
$45K 0.03%
624
– –
OGS icon
217
ONE Gas
OGS
$4.97B
$44K 0.03%
690
– –
XLE icon
218
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$44K 0.03%
1,164
+6
+0.5% +$217
GILD icon
219
Gilead Sciences
GILD
$164B
$43K 0.03%
604
-42
-7% -$3.12K
SGOL icon
220
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$43K 0.03%
3,820
– –
CGNX icon
221
Cognex
CGNX
$11.8B
$41K 0.03%
1,300
– –
PFG icon
222
Principal Financial Group
PFG
$24.6B
$41K 0.03%
711
– –
CI icon
223
Cigna
CI
$71.5B
$40K 0.03%
300
– –
PSX icon
224
Phillips 66
PSX
$81.2B
$40K 0.03%
468
– –
YHOO
225
DELISTED
Yahoo Inc
YHOO
$40K 0.03%
1,028
– –
7 8
9
10 11

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MCM
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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.