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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$952K
Cap. Flow %
-0.67%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEY icon
201
KeyCorp
KEY
$24.8B
$46K 0.03%
3,752
– –
EXPD icon
202
Expeditors International
EXPD
$23.7B
$45K 0.03%
873
– –
F icon
203
Ford
F
$56.3B
$45K 0.03%
3,739
+6
+0.2% +$76
NFLX icon
204
Netflix
NFLX
$309B
$45K 0.03%
4,600
+1,000
+28% +$9.55K
NVDA icon
205
NVIDIA
NVDA
$5.31T
$45K 0.03%
26,240
+10,240
+64% +$15.1K
AMX icon
206
America Movil
AMX
$72.1B
$44K 0.03%
3,840
– –
PHYS icon
207
Sprott Physical Gold
PHYS
$15.3B
$44K 0.03%
4,048
– –
YHOO
208
DELISTED
Yahoo Inc
YHOO
$44K 0.03%
1,028
– –
DISH
209
DELISTED
DISH Network Corp.
DISH
$44K 0.03%
800
– –
SHPG
210
DELISTED
Shire pic
SHPG
$44K 0.03%
227
– –
OGS icon
211
ONE Gas
OGS
$4.97B
$43K 0.03%
690
– –
SYY icon
212
Sysco
SYY
$40.3B
$43K 0.03%
881
-199
-18% -$10.2K
TGT icon
213
Target
TGT
$67.1B
$43K 0.03%
624
+442
+243% +$31.7K
OTEL
214
DELISTED
Otelco, Inc. Class A
OTEL
$43K 0.03%
+10,000
New +$43K
COP icon
215
ConocoPhillips
COP
$140B
$41K 0.03%
937
+22
+2% +$914
XLE icon
216
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$41K 0.03%
1,158
+1,008
+672% +$34.5K
SINA
217
DELISTED
Sina Corp
SINA
$41K 0.03%
560
– –
ALLE icon
218
Allegion
ALLE
$14.3B
$40K 0.03%
583
– –
GD icon
219
General Dynamics
GD
$104B
$40K 0.03%
261
– –
REGN icon
220
Regeneron Pharmaceuticals
REGN
$79.1B
$40K 0.03%
100
– –
CI icon
221
Cigna
CI
$71.5B
$39K 0.03%
300
– –
PSQ icon
222
ProShares Short QQQ
PSQ
$727M
$39K 0.03%
164
– –
JUNO
223
DELISTED
Juno Therapeutics, Inc.
JUNO
$39K 0.03%
1,307
– –
B
224
Barrick Mining
B
$68.8B
$38K 0.03%
2,129
-1,200
-36% -$23.9K
PSX icon
225
Phillips 66
PSX
$81.2B
$38K 0.03%
468
+118
+34% +$9.17K
7 8
9
10 11

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.