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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
201
Abbott
ABT
$183B
$56K 0.04%
1,237
-258
-17% -$11.2K
SLB icon
202
SLB Ltd
SLB
$74.1B
$56K 0.04%
660
+20
+3% +$1.84K
BHI
203
DELISTED
Baker Hughes
BHI
$56K 0.04%
1,005
-395
-28% -$22.3K
AFL icon
204
Aflac
AFL
$63.9B
$55K 0.04%
1,812
-836
-32% -$24.7K
COP icon
205
ConocoPhillips
COP
$140B
$55K 0.04%
802
+105
+15% +$7.33K
DTV
206
DELISTED
DIRECTV COM STK (DE)
DTV
$55K 0.04%
633
– –
HE icon
207
Hawaiian Electric Industries
HE
$2.17B
$54K 0.04%
1,600
– –
KEY icon
208
KeyCorp
KEY
$24.8B
$53K 0.04%
3,827
– –
CAH icon
209
Cardinal Health
CAH
$56B
$52K 0.04%
642
– –
EPC icon
210
Edgewell Personal Care
EPC
$1.35B
$52K 0.04%
549
– –
KMI icon
211
Kinder Morgan
KMI
$69.3B
$52K 0.04%
1,236
+886
+253% +$34.9K
MO icon
212
Altria Group
MO
$114B
$52K 0.04%
1,049
– –
SCHE icon
213
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$52K 0.04%
2,189
+29
+1% +$725
YHOO
214
DELISTED
Yahoo Inc
YHOO
$52K 0.04%
1,028
– –
AWK icon
215
American Water Works
AWK
$26.7B
$51K 0.04%
964
– –
DATA
216
DELISTED
Tableau Software, Inc.
DATA
$51K 0.04%
600
– –
WDC icon
217
Western Digital
WDC
$179B
$50K 0.04%
598
– –
JUNO
218
DELISTED
Juno Therapeutics, Inc.
JUNO
$49K 0.04%
+944
New +$42.2K
IWF icon
219
iShares Russell 1000 Growth ETF
IWF
$127B
$48K 0.03%
1,992
– –
VRSN icon
220
VeriSign
VRSN
$26.5B
$47K 0.03%
829
– –
MS icon
221
Morgan Stanley
MS
$343B
$46K 0.03%
1,191
– –
EME icon
222
Emcor
EME
$36.3B
$44K 0.03%
1,000
– –
SDY icon
223
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$44K 0.03%
558
– –
TGT icon
224
Target
TGT
$67.1B
$44K 0.03%
582
– –
ATHN
225
DELISTED
Athenahealth, Inc.
ATHN
$44K 0.03%
300
– –
7 8
9
10 11

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.