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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTV
201
DELISTED
DIRECTV COM STK (DE)
DTV
$55K 0.04%
633
– –
COP icon
202
ConocoPhillips
COP
$140B
$53K 0.04%
697
– –
DISH
203
DELISTED
DISH Network Corp.
DISH
$52K 0.04%
800
– –
BABA icon
204
Alibaba
BABA
$308B
$51K 0.04%
+570
New +$51.2K
KEY icon
205
KeyCorp
KEY
$24.8B
$51K 0.04%
3,827
– –
OMER icon
206
Omeros
OMER
$916M
$51K 0.04%
4,000
+550
+16% +$7.7K
EPC icon
207
Edgewell Personal Care
EPC
$1.35B
$50K 0.04%
549
– –
VOD icon
208
Vodafone
VOD
$35.4B
$49K 0.04%
1,498
-163
-10% -$5.44K
CAH icon
209
Cardinal Health
CAH
$56B
$48K 0.04%
642
-915
-59% -$66.6K
MO icon
210
Altria Group
MO
$114B
$48K 0.04%
1,049
– –
BMY icon
211
Bristol-Myers Squibb
BMY
$130B
$47K 0.04%
916
– –
WYNN icon
212
Wynn Resorts
WYNN
$10.5B
$47K 0.04%
+250
New +$49.4K
AWK icon
213
American Water Works
AWK
$26.7B
$46K 0.03%
964
+319
+49% +$15.6K
HES
214
DELISTED
Hess
HES
$46K 0.03%
489
+24
+5% +$2.37K
IWF icon
215
iShares Russell 1000 Growth ETF
IWF
$127B
$46K 0.03%
1,992
– –
VRSN icon
216
VeriSign
VRSN
$26.5B
$46K 0.03%
829
– –
WDC icon
217
Western Digital
WDC
$179B
$44K 0.03%
598
– –
DATA
218
DELISTED
Tableau Software, Inc.
DATA
$44K 0.03%
600
-100
-14% -$6.55K
A icon
219
Agilent Technologies
A
$39.9B
$43K 0.03%
1,067
+2
+0.2% +$82
HE icon
220
Hawaiian Electric Industries
HE
$2.17B
$42K 0.03%
1,600
– –
SDY icon
221
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$42K 0.03%
558
– –
TRN icon
222
Trinity Industries
TRN
$2.59B
$42K 0.03%
1,250
+417
+50% +$13.8K
YHOO
223
DELISTED
Yahoo Inc
YHOO
$42K 0.03%
1,028
– –
TQNT
224
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$42K 0.03%
2,200
– –
MS icon
225
Morgan Stanley
MS
$343B
$41K 0.03%
1,191
– –
7 8
9
10 11

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.