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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
201
Micron Technology
MU
$937B
$58K 0.04%
1,750
– –
NUV icon
202
Nuveen Municipal Value Fund
NUV
$1.91B
$58K 0.04%
6,023
– –
MFL
203
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$58K 0.04%
4,200
– –
RY icon
204
Royal Bank of Canada
RY
$292B
$57K 0.04%
800
– –
SCHE icon
205
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$56K 0.04%
2,160
+121
+6% +$3.05K
TSN icon
206
Tyson Foods
TSN
$21B
$56K 0.04%
1,500
– –
KEY icon
207
KeyCorp
KEY
$24.5B
$55K 0.04%
3,827
– –
VOD icon
208
Vodafone
VOD
$35.9B
$55K 0.04%
1,661
-484
-23% -$17.1K
RTN
209
DELISTED
Raytheon Company
RTN
$55K 0.04%
600
– –
DTV
210
DELISTED
DIRECTV COM STK (DE)
DTV
$54K 0.04%
633
– –
INFY icon
211
Infosys
INFY
$49.6B
$52K 0.04%
7,808
– –
DISH
212
DELISTED
DISH Network Corp.
DISH
$52K 0.04%
800
– –
EPC icon
213
Edgewell Personal Care
EPC
$1.27B
$50K 0.04%
549
– –
DATA
214
DELISTED
Tableau Software, Inc.
DATA
$50K 0.04%
700
– –
ALLE icon
215
Allegion
ALLE
$13.7B
$47K 0.04%
835
– –
LUMN icon
216
Lumen
LUMN
$6.65B
$47K 0.04%
1,304
– –
HES
217
DELISTED
Hess
HES
$46K 0.04%
465
+46
+11% +$4.15K
EME icon
218
Emcor
EME
$36.1B
$45K 0.03%
1,000
– –
IWF icon
219
iShares Russell 1000 Growth ETF
IWF
$124B
$45K 0.03%
1,992
– –
A icon
220
Agilent Technologies
A
$39.5B
$44K 0.03%
1,065
– –
BMY icon
221
Bristol-Myers Squibb
BMY
$134B
$44K 0.03%
916
– –
MDLZ icon
222
Mondelez International
MDLZ
$78.8B
$44K 0.03%
1,160
-268
-19% -$9.8K
MO icon
223
Altria Group
MO
$114B
$44K 0.03%
1,049
-153
-13% -$6.16K
B
224
Barrick Mining
B
$62.6B
$43K 0.03%
2,356
-827
-26% -$14.3K
SAP icon
225
SAP
SAP
$219B
$43K 0.03%
560
– –
7 8
9
10 11

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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.