We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
201
EOG Resources
EOG
$71.4B
$62K 0.05%
630
+120
+24% +$10.7K
SLB icon
202
SLB Ltd
SLB
$76.5B
$59K 0.05%
600
– –
RTN
203
DELISTED
Raytheon Company
RTN
$59K 0.05%
600
– –
AXP icon
204
American Express
AXP
$231B
$58K 0.05%
643
– –
AAL icon
205
American Airlines Group
AAL
$10.6B
$57K 0.05%
1,556
+490
+46% +$16.7K
B
206
Barrick Mining
B
$69.3B
$57K 0.05%
3,183
– –
NUV icon
207
Nuveen Municipal Value Fund
NUV
$1.9B
$57K 0.05%
6,023
+3,523
+141% +$33.1K
NVS icon
208
Novartis
NVS
$293B
$57K 0.05%
743
– –
MFL
209
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$56K 0.05%
4,200
– –
KEY icon
210
KeyCorp
KEY
$24.3B
$54K 0.04%
3,827
– –
INFY icon
211
Infosys
INFY
$50.1B
$53K 0.04%
7,808
– –
RY icon
212
Royal Bank of Canada
RY
$294B
$53K 0.04%
800
– –
DATA
213
DELISTED
Tableau Software, Inc.
DATA
$53K 0.04%
700
+500
+250% +$42.1K
GS icon
214
Goldman Sachs
GS
$301B
$51K 0.04%
312
-19
-6% -$3.2K
SCHE icon
215
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$50K 0.04%
2,039
-343,147
-99% -$7.96M
SFG
216
DELISTED
STANCORP FINL GRP
SFG
$50K 0.04%
+748
New +$49.4K
BEAM
217
DELISTED
BEAM INC COM STK (DE)
BEAM
$50K 0.04%
600
– –
DISH
218
DELISTED
DISH Network Corp.
DISH
$50K 0.04%
800
– –
COP icon
219
ConocoPhillips
COP
$142B
$49K 0.04%
698
– –
MDLZ icon
220
Mondelez International
MDLZ
$80.1B
$49K 0.04%
1,428
-30
-2% -$1.02K
BMY icon
221
Bristol-Myers Squibb
BMY
$131B
$48K 0.04%
916
-203
-18% -$10.8K
ATHN
222
DELISTED
Athenahealth, Inc.
ATHN
$48K 0.04%
300
– –
DTV
223
DELISTED
DIRECTV COM STK (DE)
DTV
$48K 0.04%
633
– –
EME icon
224
Emcor
EME
$35.7B
$47K 0.04%
1,000
– –
SAP icon
225
SAP
SAP
$230B
$46K 0.04%
560
– –
7 8
9
10 11

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.