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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.43%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$123M
AUM Growth
–
Cap. Flow
+$119M
Cap. Flow
% of AUM
97.16%
Top 10 Holdings %
Top 10 Hldgs %
44.79%
Holding
611
New
609
Increased
–
Reduced
–
Closed
–
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$23.6M |
| 2 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$8.67M |
| 3 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$3.51M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$3.17M |
| 5 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$2.78M |
Top Sells
No sells this quarter
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.7% |
| 2 | Industrials | 7.98% |
| 3 | Healthcare | 5.49% |
| 4 | Consumer Discretionary | 4.39% |
| 5 | Consumer Staples | 3.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Novartis
NVS
$294B
| $54K | 0.04% |
+743
| New | +$51.6K |
|
202
Royal Bank of Canada
RY
$294B
| $54K | 0.04% |
+800
| New | +$53K |
|
203
SLB Ltd
SLB
$74.1B
| $54K | 0.04% |
+600
| New | +$54.2K |
|
|
RTN
204
DELISTED
Raytheon Company
RTN
| $54K | 0.04% |
+600
| New | +$50.1K |
|
|
MFL
205
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
| $53K | 0.04% |
+4,200
| New | +$53.3K |
|
|
CELG
206
DELISTED
Celgene Corp
CELG
| $53K | 0.04% |
+632
| New | +$50K |
|
207
Morgan Stanley
MS
$343B
| $52K | 0.04% |
+1,643
| New | +$48.8K |
|
208
Prudential Financial
PRU
$41.5B
| $52K | 0.04% |
+559
| New | +$47.7K |
|
209
KeyCorp
KEY
$24.8B
| $51K | 0.04% |
+3,827
| New | +$48.4K |
|
210
Mondelez International
MDLZ
$79.9B
| $51K | 0.04% |
+1,458
| New | +$48.5K |
|
211
Duke Energy
DUK
$96.2B
| $50K | 0.04% |
+723
| New | +$50.6K |
|
212
Tyson Foods
TSN
$20.5B
| $50K | 0.04% |
+1,500
| New | +$45.7K |
|
213
VeriSign
VRSN
$26.5B
| $50K | 0.04% |
+829
| New | +$45.6K |
|
214
ConocoPhillips
COP
$140B
| $49K | 0.04% |
+698
| New | +$50.1K |
|
215
Equinor
EQNR
$90.6B
| $49K | 0.04% |
+2,046
| New | +$47.2K |
|
216
SAP
SAP
$228B
| $49K | 0.04% |
+560
| New | +$44.5K |
|
|
NPF
217
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
| $49K | 0.04% |
+3,950
| New | +$48.9K |
|
218
Altria Group
MO
$114B
| $48K | 0.04% |
+1,251
| New | +$46.2K |
|
|
NQU
219
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
| $48K | 0.04% |
+3,905
| New | +$47.9K |
|
220
Agilent Technologies
A
$39.9B
| $47K | 0.04% |
+1,160
| New | +$44.1K |
|
221
Nokia
NOK
$53.5B
| $47K | 0.04% |
+5,812
| New | +$43.7K |
|
|
SINA
222
DELISTED
Sina Corp
SINA
| $47K | 0.04% |
+560
| New | +$45.8K |
|
|
DISH
223
DELISTED
DISH Network Corp.
DISH
| $46K | 0.04% |
+800
| New | +$41K |
|
224
Edgewell Personal Care
EPC
$1.35B
| $44K | 0.04% |
+549
| New | +$41.8K |
|
225
Wolfspeed
WOLF
$1.31B
| $44K | 0.04% |
+705
| New | +$43.5K |
|
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Tradewinds Capital Management's Q4 2013 Portfolio in Review
Q4 2013 is the first quarter with a 13F filing on record for Tradewinds Capital Management, which disclosed 611 positions worth $123M. Its ten largest holdings account for 45% of the portfolio.
Its largest position is Microsoft: 648,626 shares worth $24.3M.
By sector, the portfolio is most concentrated in Technology at 28% of assets, followed by Industrials and Healthcare.
- Tradewinds Capital Management's largest Q4 2013 buy was Microsoft: 648,626 shares worth $24.3M.
- Tradewinds Capital Management's ten largest holdings make up 45% of its $123M portfolio in Q4 2013.
- Tradewinds Capital Management disclosed 611 positions in Q4 2013, its first 13F filing on record.
Based on Tradewinds Capital Management's 13F filing for Q4 2013, filed 10 Sep 2014.