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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
176
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$24.7K 0.01%
997
-268
-21% -$6.44K
MRK icon
177
Merck
MRK
$318B
$24.4K 0.01%
224
– –
CRWD icon
178
CrowdStrike
CRWD
$218B
$24.3K 0.01%
380
+160
+73% +$8.38K
TXN icon
179
Texas Instruments
TXN
$261B
$24.2K 0.01%
142
+2
+1% +$310
CWB icon
180
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$23.5K 0.01%
326
-1,062
-77% -$72.1K
IAU icon
181
iShares Gold Trust
IAU
$64.4B
$23.5K 0.01%
601
– –
NLY icon
182
Annaly Capital Management
NLY
$17.4B
$23.2K 0.01%
1,200
– –
PEJ icon
183
Invesco Leisure and Entertainment ETF
PEJ
$308M
$23.1K 0.01%
550
– –
NVG icon
184
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$22.8K 0.01%
1,931
– –
VDE icon
185
Vanguard Energy ETF
VDE
$9.84B
$22.8K 0.01%
194
+3
+2% +$360
JETS icon
186
US Global Jets ETF
JETS
$849M
$22.2K 0.01%
1,165
– –
IEFA icon
187
iShares Core MSCI EAFE ETF
IEFA
$196B
$21.9K 0.01%
312
– –
CDW icon
188
CDW
CDW
$17B
$21.6K 0.01%
95
– –
SDY icon
189
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$21.2K 0.01%
+170
New +$20K
CHPT icon
190
ChargePoint
CHPT
$161M
$21.1K 0.01%
450
+396
+733% +$22.1K
ABNB icon
191
Airbnb
ABNB
$107B
$20.4K 0.01%
150
– –
RMBS icon
192
Rambus
RMBS
$11B
$20.2K 0.01%
296
– –
BG icon
193
Bunge Global
BG
$20.8B
$20.2K 0.01%
200
– –
TTD icon
194
Trade Desk
TTD
$6.49B
$20.1K 0.01%
280
+80
+40% +$5.88K
MHD icon
195
BlackRock MuniHoldings Fund
MHD
$606M
$19.8K 0.01%
1,661
– –
SYY icon
196
Sysco
SYY
$40.3B
$19.5K 0.01%
266
– –
EWJ icon
197
iShares MSCI Japan ETF
EWJ
$22.8B
$19.4K 0.01%
302
– –
TLT icon
198
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$19.1K 0.01%
+193
New +$17.4K
UNP icon
199
Union Pacific
UNP
$174B
$18.4K 0.01%
75
– –
PGR icon
200
Progressive
PGR
$125B
$18.3K 0.01%
115
– –
6 7
8
9 10

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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.