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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
176
Texas Instruments
TXN
$261B
$22.3K 0.01%
140
+1
+0.7% +$171
DAL icon
177
Delta Air Lines
DAL
$60.1B
$22.2K 0.01%
600
– –
BG icon
178
Bunge Global
BG
$20.8B
$21.6K 0.01%
200
– –
PEJ icon
179
Invesco Leisure and Entertainment ETF
PEJ
$308M
$21.1K 0.01%
550
– –
IAU icon
180
iShares Gold Trust
IAU
$64.4B
$21K 0.01%
601
-255,692
-100% -$9.33M
GWW icon
181
W.W. Grainger
GWW
$60.2B
$20.8K 0.01%
30
– –
SNOW icon
182
Snowflake
SNOW
$115B
$20.6K 0.01%
135
– –
ABNB icon
183
Airbnb
ABNB
$107B
$20.6K 0.01%
150
– –
IEFA icon
184
iShares Core MSCI EAFE ETF
IEFA
$196B
$20.1K 0.01%
312
– –
NVG icon
185
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$19.9K 0.01%
1,931
– –
JETS icon
186
US Global Jets ETF
JETS
$849M
$19.8K 0.01%
1,165
– –
CDW icon
187
CDW
CDW
$17B
$19.2K 0.01%
95
– –
QQQ icon
188
Invesco QQQ Trust
QQQ
$481B
$19K 0.01%
53
+3
+6% +$1.11K
EWJ icon
189
iShares MSCI Japan ETF
EWJ
$22.8B
$18.2K 0.01%
302
-264,536
-100% -$16.3M
VFC icon
190
VF Corp
VFC
$5.89B
$17.7K 0.01%
+1,000
New +$19K
VHT icon
191
Vanguard Health Care ETF
VHT
$18.7B
$17.6K 0.01%
75
– –
SYY icon
192
Sysco
SYY
$40.3B
$17.6K 0.01%
266
– –
MHD icon
193
BlackRock MuniHoldings Fund
MHD
$606M
$17.1K 0.01%
1,661
– –
FMC icon
194
FMC
FMC
$1.33B
$16.7K 0.01%
250
– –
MDT icon
195
Medtronic
MDT
$112B
$16.7K 0.01%
213
– –
PL icon
196
Planet Labs
PL
$8.53B
$16.6K 0.01%
6,400
– –
RMBS icon
197
Rambus
RMBS
$11B
$16.5K 0.01%
296
– –
PYPL icon
198
PayPal
PYPL
$50.5B
$16.4K 0.01%
281
+20
+8% +$1.3K
PGR icon
199
Progressive
PGR
$125B
$16K 0.01%
115
– –
TTD icon
200
Trade Desk
TTD
$6.49B
$15.6K 0.01%
200
– –
6 7
8
9 10

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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.