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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$215M
AUM Growth
-$29.4M
Cap. Flow
-$48.4M
Cap. Flow %
-22.54%
Top 10 Hldgs %
87.09%
Holding
542
New
55
Increased
106
Reduced
44
Closed
19

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.8M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.4M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$26.9M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$17.5M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$323K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$28.4M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$28.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$26.6M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$25.9M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Industrials 2.32%
3 Financials 1.26%
4 Consumer Discretionary 1.13%
5 Healthcare 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDW icon
176
CDW
CDW
$17B
$17K 0.01%
95
– –
IBM icon
177
IBM
IBM
$224B
$16.9K 0.01%
120
+23
+24% +$3.17K
HIG icon
178
Hartford Financial Services
HIG
$39.3B
$16.7K 0.01%
+220
New +$15.8K
VB icon
179
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$16.5K 0.01%
+90
New +$16.7K
CMCSA icon
180
Comcast
CMCSA
$90B
$15.8K 0.01%
451
+221
+96% +$7.31K
HSY icon
181
Hershey
HSY
$36.6B
$15.5K 0.01%
67
– –
UNP icon
182
Union Pacific
UNP
$174B
$15.5K 0.01%
75
– –
SLV icon
183
iShares Silver Trust
SLV
$30.9B
$15.4K 0.01%
700
– –
ASIX icon
184
AdvanSix
ASIX
$444M
$15.3K 0.01%
402
+2
+0.5% +$75
PGR icon
185
Progressive
PGR
$125B
$14.9K 0.01%
115
– –
YUMC icon
186
Yum China
YUMC
$16.3B
$14.5K 0.01%
266
– –
EWU icon
187
iShares MSCI United Kingdom ETF
EWU
$4.16B
$14.5K 0.01%
473
-10,190
-96% -$299K
FENY icon
188
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$14.3K 0.01%
601
+5
+0.8% +$119
SCHW
189
Charles Schwab
SCHW
$187B
$14.2K 0.01%
171
– –
PZA icon
190
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$14.2K 0.01%
+619
New +$14K
FDX icon
191
FedEx
FDX
$75.4B
$13.9K 0.01%
+80
New +$13.3K
BIIB icon
192
Biogen
BIIB
$30.7B
$13.8K 0.01%
50
– –
DRI icon
193
Darden Restaurants
DRI
$24.4B
$13.8K 0.01%
100
– –
MO icon
194
Altria Group
MO
$114B
$13.7K 0.01%
300
– –
PXD
195
DELISTED
Pioneer Natural Resource Co.
PXD
$13.7K 0.01%
60
+25
+71% +$6.08K
BAH icon
196
Booz Allen Hamilton
BAH
$9.15B
$13.6K 0.01%
130
– –
FNCL icon
197
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$13.4K 0.01%
279
+2
+0.7% +$96
QQQ icon
198
Invesco QQQ Trust
QQQ
$481B
$13.3K 0.01%
50
-305
-86% -$84.3K
XYZ
199
Block Inc
XYZ
$47.5B
$13.3K 0.01%
211
– –
DD icon
200
DuPont de Nemours
DD
$19.2B
$13.2K 0.01%
153
– –
6 7
8
9 10

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AAS
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FGAM
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MCM
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Tradewinds Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Tradewinds Capital Management held 542 positions worth $215M, down 12% from $244M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Tradewinds Capital Management withdrew a net $48.4M in Q4 2022, closing 19 positions and reducing 44 holdings. Its most notable exit was Schwab Intermediately-Term US Treasury ETF, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 2.9% a quarter earlier, followed by Industrials and Financials.

Against the trend, Tradewinds Capital Management opened a new position in Franklin FTSE Mexico ETF worth $85.9K.

  • Tradewinds Capital Management's largest Q4 2022 buy was Franklin FTSE Mexico ETF: 3,506 shares worth $85.9K.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $27.8M increase.
  • Tradewinds Capital Management's biggest Q4 2022 reduction was iShares MSCI Brazil ETF, cutting an estimated $28.4M.
  • Tradewinds Capital Management fully exited Schwab Intermediately-Term US Treasury ETF in Q4 2022, selling an estimated $1.7M.
  • Tradewinds Capital Management's ten largest holdings make up 87% of its $215M portfolio in Q4 2022.
  • Tradewinds Capital Management opened 55 new positions and closed 19 in Q4 2022.
  • Tradewinds Capital Management's portfolio value fell 12% quarter-over-quarter to $215M.

Based on Tradewinds Capital Management's 13F filing for Q4 2022, filed 23 Jan 2023.