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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
176
Goldman Sachs
GS
$303B
$99K 0.02%
260
– –
YUM icon
177
Yum! Brands
YUM
$41.1B
$99K 0.02%
711
+2
+0.3% +$256
WTRG icon
178
Essential Utilities
WTRG
$11.4B
$98K 0.02%
1,816
+10
+0.6% +$486
ITW icon
179
Illinois Tool Works
ITW
$84.5B
$95K 0.01%
386
– –
CSX icon
180
CSX Corp
CSX
$93.1B
$94K 0.01%
2,511
– –
O icon
181
Realty Income
O
$59.1B
$94K 0.01%
1,317
-42
-3% -$2.89K
ELV icon
182
Elevance Health
ELV
$85.5B
$93K 0.01%
+200
New +$84.1K
ALK icon
183
Alaska Air
ALK
$5.58B
$91K 0.01%
1,738
-40
-2% -$2.17K
EBAY icon
184
eBay
EBAY
$49.8B
$91K 0.01%
1,365
– –
NUE icon
185
Nucor
NUE
$62.1B
$91K 0.01%
800
-70
-8% -$7.65K
RSPU icon
186
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$533M
$89K 0.01%
1,558
+10
+0.6% +$538
FTV icon
187
Fortive
FTV
$18.6B
$87K 0.01%
1,510
+42
+3% +$2.37K
KEY icon
188
KeyCorp
KEY
$24.4B
$87K 0.01%
3,752
– –
NVAX icon
189
Novavax
NVAX
$1.31B
$87K 0.01%
611
+405
+197% +$69.6K
SPGI icon
190
S&P Global
SPGI
$120B
$87K 0.01%
184
– –
DBO icon
191
Invesco DB Oil Fund
DBO
$366M
$85K 0.01%
6,241
– –
CHTR icon
192
Charter Communications
CHTR
$18.2B
$84K 0.01%
129
– –
PMO
193
Franklin Municipal Opportunities Trust
PMO
$285M
$83K 0.01%
5,796
– –
VEA icon
194
Vanguard FTSE Developed Markets ETF
VEA
$237B
$82K 0.01%
1,600
-560
-26% -$28.8K
EL icon
195
Estee Lauder
EL
$32B
$81K 0.01%
220
– –
NAD icon
196
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$81K 0.01%
5,018
– –
VKQ icon
197
Invesco Municipal Trust
VKQ
$551M
$80K 0.01%
5,988
– –
BAC.PRL icon
198
Bank of America Series L
BAC.PRL
$3.99B
$79K 0.01%
+55
New +$79.2K
EQR icon
199
Equity Residential
EQR
$25.1B
$78K 0.01%
860
– –
NZF icon
200
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$78K 0.01%
4,590
– –
6 7
8
9 10

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.