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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
176
Realty Income
O
$59.1B
$85K 0.01%
1,359
– –
WTRG icon
177
Essential Utilities
WTRG
$11.4B
$83K 0.01%
1,806
+9
+0.5% +$436
KEY icon
178
KeyCorp
KEY
$24.4B
$81K 0.01%
3,752
– –
ITW icon
179
Illinois Tool Works
ITW
$84.5B
$80K 0.01%
386
– –
VKQ icon
180
Invesco Municipal Trust
VKQ
$551M
$80K 0.01%
5,988
– –
PMO
181
Franklin Municipal Opportunities Trust
PMO
$285M
$79K 0.01%
5,796
– –
RSPU icon
182
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$533M
$79K 0.01%
1,548
-20
-1% -$1.08K
EMR icon
183
Emerson Electric
EMR
$88.3B
$78K 0.01%
830
– –
FTV icon
184
Fortive
FTV
$18.6B
$78K 0.01%
1,468
– –
LULU icon
185
lululemon athletica
LULU
$14.6B
$78K 0.01%
193
– –
NAD icon
186
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$78K 0.01%
5,018
– –
SPGI icon
187
S&P Global
SPGI
$120B
$78K 0.01%
+184
New +$79.7K
NZF icon
188
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$77K 0.01%
4,590
– –
CSX icon
189
CSX Corp
CSX
$93.1B
$75K 0.01%
2,511
– –
PPH icon
190
VanEck Pharmaceutical ETF
PPH
$988M
$73K 0.01%
1,000
– –
SPEU icon
191
State Street SPDR Portfolio Europe ETF
SPEU
$745M
$73K 0.01%
1,799
-8,441
-82% -$360K
LMT icon
192
Lockheed Martin
LMT
$136B
$71K 0.01%
206
+84
+69% +$30.4K
RSP icon
193
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$71K 0.01%
475
– –
EQR icon
194
Equity Residential
EQR
$25.1B
$70K 0.01%
860
– –
KR icon
195
Kroger
KR
$34.8B
$70K 0.01%
1,730
+4
+0.2% +$168
MRNA icon
196
Moderna
MRNA
$23.6B
$68K 0.01%
176
-57
-24% -$21K
UBER icon
197
Uber
UBER
$153B
$68K 0.01%
1,525
– –
ALLE icon
198
Allegion
ALLE
$14.4B
$66K 0.01%
503
– –
EL icon
199
Estee Lauder
EL
$32B
$66K 0.01%
220
– –
ISTB icon
200
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$66K 0.01%
1,290
– –
6 7
8
9 10

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.