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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
176
Charter Communications
CHTR
$18.2B
$80K 0.02%
129
-33
-20% -$20.6K
MKC icon
177
McCormick & Company Non-Voting
MKC
$14.2B
$80K 0.02%
897
– –
EWG icon
178
iShares MSCI Germany ETF
EWG
$1.68B
$79K 0.02%
2,352
-654,961
-100% -$21.4M
VKQ icon
179
Invesco Municipal Trust
VKQ
$551M
$79K 0.02%
5,988
– –
PMO
180
Franklin Municipal Opportunities Trust
PMO
$285M
$78K 0.02%
5,796
– –
RIOT icon
181
Riot Platforms
RIOT
$7.76B
$77K 0.02%
1,450
-100
-6% -$4.05K
NAD icon
182
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$76K 0.02%
5,018
– –
EMR icon
183
Emerson Electric
EMR
$88.3B
$75K 0.01%
830
– –
EPAM icon
184
EPAM Systems
EPAM
$5.03B
$75K 0.01%
190
– –
KEY icon
185
KeyCorp
KEY
$24.4B
$75K 0.01%
3,752
– –
LCID icon
186
Lucid Motors
LCID
$2.77B
$75K 0.01%
+324
New +$86.6K
NZF icon
187
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$74K 0.01%
4,590
– –
GLW icon
188
Corning
GLW
$143B
$73K 0.01%
1,679
– –
HE icon
189
Hawaiian Electric Industries
HE
$2.14B
$71K 0.01%
1,600
– –
EXPD icon
190
Expeditors International
EXPD
$23.2B
$69K 0.01%
642
– –
PPH icon
191
VanEck Pharmaceutical ETF
PPH
$988M
$69K 0.01%
1,000
– –
RSP icon
192
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$67K 0.01%
+475
New +$64.1K
CAT icon
193
Caterpillar
CAT
$387B
$66K 0.01%
283
+20
+8% +$4.14K
ISTB icon
194
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$66K 0.01%
1,290
-4,840
-79% -$249K
SDY icon
195
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$66K 0.01%
558
– –
EFV icon
196
iShares MSCI EAFE Value ETF
EFV
$30.2B
$64K 0.01%
1,248
– –
EL icon
197
Estee Lauder
EL
$32B
$64K 0.01%
220
– –
HPQ icon
198
HP
HPQ
$27.5B
$64K 0.01%
2,000
– –
ALLE icon
199
Allegion
ALLE
$14.4B
$63K 0.01%
503
– –
EWY icon
200
iShares MSCI South Korea ETF
EWY
$25.7B
$63K 0.01%
706
-242,189
-100% -$22M
6 7
8
9 10

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.