TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
This Quarter Return
+6.88%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$502M
AUM Growth
+$502M
Cap. Flow
+$23.4M
Cap. Flow %
4.65%
Top 10 Hldgs %
58.43%
Holding
811
New
102
Increased
134
Reduced
117
Closed
37

Top Buys

1
SLYV icon
SPDR S&P 600 Small Cap Value ETF
SLYV
$24.9M
2
PSK icon
SPDR ICE Preferred Securities ETF
PSK
$24.2M
3
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$22.8M
4
XLY icon
Consumer Discretionary Select Sector SPDR Fund
XLY
$22.4M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
$21.5M

Top Sells

1
EWG icon
iShares MSCI Germany ETF
EWG
$22M
2
EWY icon
iShares MSCI South Korea ETF
EWY
$21.6M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
$21.6M
4
INDA icon
iShares MSCI India ETF
INDA
$21.4M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
$20.1M

Sector Composition

1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHTR icon
176
Charter Communications
CHTR
$36.1B
$80K 0.02%
129
-33
-20% -$20.5K
MKC icon
177
McCormick & Company Non-Voting
MKC
$18.5B
$80K 0.02%
897
– –
EWG icon
178
iShares MSCI Germany ETF
EWG
$2.49B
$79K 0.02%
2,352
-654,961
-100% -$22M
VKQ icon
179
Invesco Municipal Trust
VKQ
$505M
$79K 0.02%
5,988
– –
PMO
180
Putnam Municipal Opportunities Trust
PMO
$275M
$78K 0.02%
5,796
– –
RIOT icon
181
Riot Platforms
RIOT
$5.21B
$77K 0.02%
1,450
-100
-6% -$5.31K
NAD icon
182
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$76K 0.02%
5,018
– –
EMR icon
183
Emerson Electric
EMR
$73.9B
$75K 0.01%
830
– –
LCID icon
184
Lucid Motors
LCID
$54.3B
$75K 0.01%
+3,240
New +$75K
EPAM icon
185
EPAM Systems
EPAM
$9.73B
$75K 0.01%
190
– –
KEY icon
186
KeyCorp
KEY
$20.8B
$75K 0.01%
3,752
– –
NZF icon
187
Nuveen Municipal Credit Income Fund
NZF
$2.31B
$74K 0.01%
4,590
– –
GLW icon
188
Corning
GLW
$58.7B
$73K 0.01%
1,679
– –
HE icon
189
Hawaiian Electric Industries
HE
$2.12B
$71K 0.01%
1,600
– –
EXPD icon
190
Expeditors International
EXPD
$16.4B
$69K 0.01%
642
– –
PPH icon
191
VanEck Pharmaceutical ETF
PPH
$623M
$69K 0.01%
1,000
– –
RSP icon
192
Invesco S&P 500 Equal Weight ETF
RSP
$73.6B
$67K 0.01%
+475
New +$67K
CAT icon
193
Caterpillar
CAT
$195B
$66K 0.01%
283
+20
+8% +$4.66K
ISTB icon
194
iShares Core 1-5 Year USD Bond ETF
ISTB
$4.44B
$66K 0.01%
1,290
-4,840
-79% -$248K
SDY icon
195
SPDR S&P Dividend ETF
SDY
$20.5B
$66K 0.01%
558
– –
EFV icon
196
iShares MSCI EAFE Value ETF
EFV
$27.6B
$64K 0.01%
1,248
– –
EL icon
197
Estee Lauder
EL
$32.7B
$64K 0.01%
220
– –
HPQ icon
198
HP
HPQ
$27.1B
$64K 0.01%
2,000
– –
ALLE icon
199
Allegion
ALLE
$14.4B
$63K 0.01%
503
– –
EWY icon
200
iShares MSCI South Korea ETF
EWY
$5.1B
$63K 0.01%
706
-242,189
-100% -$21.6M
6 7
8
9 10