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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
176
American Express
AXP
$230B
$76K 0.02%
632
-299
-32% -$33.1K
CPK icon
177
Chesapeake Utilities
CPK
$3.21B
$76K 0.02%
700
– –
CSX icon
178
CSX Corp
CSX
$93.1B
$76K 0.02%
2,511
-420
-14% -$12.1K
ICHR icon
179
Ichor Holdings
ICHR
$2.56B
$76K 0.02%
2,525
+25
+1% +$707
NZF icon
180
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$74K 0.02%
4,590
– –
SAP icon
181
SAP
SAP
$238B
$73K 0.02%
560
– –
SEDG icon
182
SolarEdge
SEDG
$1.95B
$70K 0.02%
220
– –
EPAM icon
183
EPAM Systems
EPAM
$5.03B
$68K 0.01%
190
– –
MRNA icon
184
Moderna
MRNA
$23.6B
$68K 0.01%
648
+526
+431% +$53.2K
EMR icon
185
Emerson Electric
EMR
$88.3B
$67K 0.01%
830
– –
LULU icon
186
lululemon athletica
LULU
$14.6B
$67K 0.01%
192
– –
AYX
187
DELISTED
Alteryx Inc
AYX
$67K 0.01%
550
+500
+1,000% +$63K
PPH icon
188
VanEck Pharmaceutical ETF
PPH
$988M
$66K 0.01%
1,000
– –
DG icon
189
Dollar General
DG
$27.9B
$63K 0.01%
300
– –
EIX icon
190
Edison International
EIX
$26.4B
$63K 0.01%
1,000
– –
KEY icon
191
KeyCorp
KEY
$24.4B
$62K 0.01%
3,752
-3
-0.1% -$44
TLK icon
192
Telkom Indonesia
TLK
$14.9B
$62K 0.01%
2,634
– –
EXPD icon
193
Expeditors International
EXPD
$23.2B
$61K 0.01%
642
– –
GLW icon
194
Corning
GLW
$143B
$60K 0.01%
1,679
– –
FM
195
DELISTED
iShares Frontier and Select EM ETF
FM
$60K 0.01%
2,110
-691,100
-100% -$18.9M
ALLE icon
196
Allegion
ALLE
$14.4B
$59K 0.01%
503
– –
EFV icon
197
iShares MSCI EAFE Value ETF
EFV
$30.2B
$59K 0.01%
1,248
+1,119
+867% +$49.3K
EL icon
198
Estee Lauder
EL
$32B
$59K 0.01%
220
– –
SDY icon
199
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$59K 0.01%
558
– –
XLY icon
200
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$59K 0.01%
734
-241,034
-100% -$18.6M
6 7
8
9 10

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AAS
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MCM
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PSC
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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.